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Regulatory compliance manager The candidate will be responsible ... be responsible for managing regulatory compliance functions for a major business ... business segment including state regulatory compliance communications compliance and..
manager Regulatory compliance The candidate will advise clients ... candidate will advise clients on compliance with the Securities Act Securities ... marketing and advertising materials for compliance with the..
manager Regulatory Affairs and Regulatory compliance Responsibilities Responsible for supporting and executing R1 s regulatory strategy to prepare the business for regulatory change impacting innovation services and compliance activities across the ..
Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..
Global HR Compliance Manager The candidate tracks employment-related federal, ... systems resulting from new HR compliance requirements. Effectively communicates to stakeholders ... monitoring of AAPs and related compliance. Participates in..
... for a motivated and talented compliance officer who is familiar with securities ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex and Commodities will ... will be responsible..
... Brokers is looking to hire Compliance Manager at the Chicago Office. This ... Leads will report to a Compliance Unit Head and will assist ... Engage senior management across..
Privacy Compliance Manager Duties: Oversees annual risk assessments ... identify HIPAA and other privacy compliance risks; Assists with developing appropriate ... investigations with Chief Information Security Officer. Ensures policies and..
... Brokers is looking to hire Compliance Manager at the Chicago Office. This ... highly motivated and exceptional performers. Compliance Manager will report to a Compliance Unit Head and will..
Trade Compliance Manager/Counsel The candidate will provide ongoing ... relating to import and export compliance. Develop yearly audit calendar and ... calendar and conduct annual trade compliance audits of domestic..
... Brokers is looking to hire Compliance Manager at the Chicago Office within ... motivated and exceptional performers. The Compliance Manager will report to a Compliance Unit Head and will..
... is looking to hire a Compliance Manager at the Chicago office. This ... will report to the AML Compliance Unit Head for Quality Assurance ... Engage senior management across..
Tax Compliance Manager Duties: Reports to the Director of Tax Planning & Compliance for all tax aspects related to the firm including, Gathering and reviewing information from internal resources necessary to ..
Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..
Manager, Regulatory Affairs and Regulatory Compliance Responsibilities: Responsible for supporting and executing R1’s regulatory strategy to prepare the business for regulatory change impacting innovation, services, and compliance activities across the organization. ..
Manager - Regulatory Compliance The candidate will advise clients ... candidate will advise clients on compliance with the Securities Act, Securities ... marketing and advertising materials for compliance with the..
Senior Compliance Manager, Federal Duties: Maintains thorough and ... of a federal government contracting compliance programs as required by the ... by the FAR/DFARS.Supports the Local Compliance Officer in the..
... Technologies TM team! The IT Compliance Manager position is responsible to ensure ... is responsible to ensure Husky compliance controls (with primary focus on ... Application Controls for Sarbanes-Oxley..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..
... USA seeks an International Trade Compliance Officer (Remote / Location Flexible in ... Sandvik is seeking a Trade Compliance Officer. Sandvik values enthusiastic, committed people ... The Role US..
... to hire a Trade Surveillance Compliance Manager at its Chicago Office. This ... motivated and exceptional performers. The Compliance Manager will report to the Deputy ... Engage senior management..
... is looking for an Investment Compliance Manager As part of an industry-leading ... Your impact as an Investment Compliance Manager Aon Investments USA’s (AIUSA) compliance department provides service, support,..
... and implemented to ensure total compliance with all regulatory and permit ... corporate, staff, operations, and general manager. Review and provide a summary ... and execute budgeting for permit,..
Regulatory Compliance Manager The candidate will be responsible ... be responsible for managing regulatory compliance functions for a major business ... business segment, including state regulatory compliance, communications compliance and..
... & Alliances Resell Contracts & Compliance Manager (Enabling Manager) in Chicago Illinois Resell Contracts ... Chicago Illinois Resell Contracts & Compliance Manager Are you a contracts & ... Are..
Corporate Compliance Officer Duties: Overall responsibility for the ... and management of a comprehensive compliance program in compliance with applicable law and in ... stakeholders to ensure the company’s compliance..
