Compliance Manager Officer Jobs in Stamford

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..

Job Information Humana Manager, Compliance - Agent Investigation Unit in ... in Bridgeport Connecticut Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, Compliance works within specific guidelines..

Chief Ethics and Compliance Officer Responsibilities: Report to the General ... the General Counsel. Lead the compliance team. Develop strategies and lead ... will advise internal stakeholders on compliance with..

Description The Manager, Compliance - Medicaid State Reporting ensures ... - Medicaid State Reporting ensures compliance with governmental requirements. The Manager, Compliance - Medicaid State Reporting works ... perks for..

Associate Compliance Officer The candidate will direct and ... direct and advise Management of compliance with applicable non-bank mortgage laws ... laws and regulations. Will conduct compliance risk assessments to..

... Save Agent Loading... Please wait. Manager, Home Health PL WMC Health ... Jobs Job Saved Save Job Manager, Home Health PL WMC Health ... Executive Internal Number: 2051 The..

BSA Governance Manager Duties: Assists with the development and periodic update of all BSA/AML policies and procedures to ensure the Bank is adhering fully with all applicable rules, regulations, and guidance. ..

Job Information ADP Major Accounts District Manager in Melville New York ADP is hiring a  Sales Representative, Major Accounts. Are you ready to control your financial future with unlimited upside earnings ..

... Fargo is seeking a Branch Manager (SAFE) for Branch Banking as ... As such, this position requires compliance with the S.A.F.E. Mortgage Licensing ... industry Knowledge and understanding of..

Senior Manager - Regulatory Compliance (Asset Management) The candidate will work with Hedge Fund and Private Equity clients to understand their business activities that are subject to the Investment Advisers Act ..

VP Compliance Officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... conducting risk assessments and periodic compliance testing, maintaining oversight..

Description: International public company has a position with broad based duties. Responsibilities will include: global tax planning, analysis of potential transactions, review of Federal and State income tax returns, coordinate foreign ..

Senior Compliance Officer The candidate will prepare written ... presentations, and dashboards and other compliance metrics that, with regard to ... and record management: (i) outline compliance efforts related thereto;..

The CMO Compliance Manager will have primary responsibility for ... of critical programs in the compliance office of the department of ... Contracting and Corporate Affairs. The manager will be..

Compliance Manager, Human Resources and Legal The ... NY State and NY City compliance topics including Title IX, NY ... leave, and wage and hour compliance. Play an important role..

Chief Compliance Officer Duties: Providing the business leadership ... management of an integrated healthcare compliance program in support of the ... and oversees an effective healthcare compliance program intended to..

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..

Description The Manager, Compliance Nursing reviews utilization management activities ... fraud, waste, and abuse. The Manager, Compliance Nursing works within specific guidelines ... schedules and goals. Responsibilities The Manager, Compliance..

JOB OVERVIEW: This position is responsible for leading the controllership function for the KICS Portfolio of businesses. This role will work closely with the vertical CFO, business unit Controllers, Tax, Treasury, ..