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Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of ... moderate to substantial. Responsibilities The Compliance Lead is responsible for the ... day..
... with a strong focus on compliance with the ’34 Act and ... and professional credentials.Duties:Lead and manage compliance with the Securities Exchange Act ... develop and implement effective legal..
Interactive Brokers is looking to hire a Compliance Analyst in our Trade Surveillance team at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..
Job Overview:A law firm is seeking an experienced Senior Digital Risk Advisory And Cyber-Security Associate Attorney to join their team in Chicago, IL. This role is pivotal in providing expert legal counsel ..
... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... position. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..
A law firm in Chicago, IL, is seeking an Investment Funds, Regulatory Associate Attorney with 4-5 years of experience in Investment Management. The ideal candidate should have strong familiarity with the ..
... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..
... obligations, public securities offerings, SEC compliance, corporate governance, and debt and ... public company reporting obligations, ensuring compliance with SEC regulations and corporate ... specialists to ensure thoroughness and..
Interactive Brokers is looking to hire a Senior Compliance Analyst in the EDD team in our office in Chicago, IL. Analysts will report to a Compliance Manager in our Chicago office ..
A law firm in Chicago, IL, is seeking a Tax Associate Attorney with 3-5 years of experience in transactional tax matters and tax controversy. The ideal candidate will have significant experience ..
Interactive Brokers is looking to hire a Senior Regulatory Analyst in its Chicago, Illinois office. This is an excellent growth potential for highly motivated and exceptional performers. The Senior Analyst will ..
... motivated, IT audit, risk or compliance professional with experience working in ... regulated environment. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..
Interactive Brokers is looking to hire Compliance Analysts for a temp project. This is a remote position. Analysts will report to a Compliance Team Lead and help ensure the firm complies ..
A law firm in Chicago, IL is seeking a Mid-level Associate Attorney to represent private equity sponsors and their portfolio companies, as well as financial institutions involved in debt financing transactions. ..
Interactive Brokers is looking to hire Compliance Analysts for a temp project. This position is in Chicago, IL. Analysts will report to a Compliance Team Lead and help ensure the firm ..
Interactive Brokers is looking to hire several Compliance Analysts (temps) in its Chicago, Illinois office. This is an entry-level position with excellent growth potential for highly motivated and exceptional performers. Analysts ..
... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..
Job Overview: A law firm is seeking a Litigation Innovation Attorney to enhance the delivery of legal services within its Litigation business unit through innovative solutions encompassing people, process, and technology. ..