Compliance Monitor Jobs in Glen Cove

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

Job Information Humana Compliance Professional - SeniorBridge Home Care ... Description SeniorBridge is seeking a Compliance Professional to help ensure delivery ... highest quality care by meeting compliance with company..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

... TD has enhanced its Regulatory Compliance Management Framework (RCM) and is ... comprehensive approach to managing regulatory compliance risk. TD is also in ... new business segments into its..

... a pivotal role in ensuring compliance with anti-money laundering (AML) and ... related to AML and sanctions compliance.Assist in the day-to-day management of ... focused on AML and sanctions..

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

New York City office of a BCG Attorney Search Top Ranked Law Firm seeks an environmental partner with 5+ years of legal experience as an Environmental Law attorney representing clients on ..

A law firm seeks an Employment Associate Counsel for its New York City office. The candidate will report directly to the Deputy Chief Employment Counsel and collaborate closely with the Chief ..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

Job Overview: A law firm in New York City seeks an experienced and qualified In-House Lawyer to provide expert legal advice and support in negotiating and resolving issues related to Outside ..

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..

... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary.  In ... assist the Capital Markets/Securities and Compliance groups.   Here you’ll get ... for debt and equity offerings..

A prominent law firm situated in the vibrant heart of New York City is actively seeking a Tax Partner to join their distinguished team. This role calls for an accomplished professional ..

... with experience in Blue Sky compliance and a strong understanding of ... The ideal candidate will ensure compliance with state securities regulations, interfacing ... regulations.Review offering documents and other..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead compliance officer in key areas, including ... each of these topics, the..

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

A law firm in New York City, NY, is seeking a Healthcare Associate Attorney with 3-7 years of experience in healthcare law, primarily focusing on regulatory compliance. The ideal candidate will ..

... for a motivated and talented compliance analyst who is familiar with ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities ... policy management. Responsibilities The Sr...