Compliance Monitor Jobs in Newport Beach

Manager, CO Investigations/Appeals/Compliance Duties: Perform as a member ... member of the Equal Opportunity/Whistleblower/Title IX/Compliance unit. Will conduct investigations of ... prepare and implement systems to monitor the effectiveness of..

Manager, CO Investigations/Appeals/Compliance Responsibilities: Under the general direction ... Chancellor for Equal Opportunity and Compliance, the Manager, CO Investigations/Appeals/Compliance will: Analyze and respond to ... Develop and implement systems to..

US Customs Brokerage Compliance Manager The candidate will ensure ... agencies. Responsible for U.S. Customs compliance procedures to oversee audits, respond ... requests, entry corrections, managing key compliance indicators, effectively..

Director of Compliance Responsibilities: Provide reasonable assurance to ... on existing and emerging regulatory compliance requirements across the organization. Developing ... the organization. Developing the annual compliance work plan that..

The Program Manager HR Compliance works in conjunction with each ... controls as well as organization-wide compliance with HR, Wage & Hour, ... strategies to achieve and maintain compliance in..

Associate Manager, Compliance Duties: Develops, implements, tracks and ... measures employee training on all compliance policies, applicable laws, regulations and ... developments impacting the Company’s healthcare compliance; Supports enhancements of..

TAI - Senior Compliance Counsel The candidate will be ... and procedures to enhance corporate compliance. Will be conducting investigations into ... action. Developing, refining, and updating compliance training. Developing,..

... Security Policies and understands Companyu2019s compliance requirements. Ensures that policies sufficiently ... Plans for, coordinates, and communicates compliance activities to IT and business ... awareness. Develops roadmap for continued..

Analyst Legal and Compliance and Compliance team to help ensure the ... ensure the firm acts in compliance with laws and its high ... Creates and manages legal and compliance..

VP-Compliance Liaison Officer The candidate will ... on regulations as requested by Compliance Dept. Review and respond to ... monitoring reports issued by the Compliance Dept. Assist in responding to..

Global Export Compliance Manager The candidate will act ... the EAR, ITAR, and OFAC compliance. Will guide OpCo Trade Compliance global team members in their ... team members in their..

Corporate & Compliance Paralegal The candidate will lead ... necessary documents, and monitoring annual compliance. Manage licensing and compliance activities for new market setups, ... support licensing completion. Support and..

Compliance Auditor Duties: The candidate will ... assignments/projects to team, instruct and monitor progress, trouble shoot and review ... division to mentor medical auditors, monitor projects and workflow processes to..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

... Responsible for managing the Bank’s compliance monitoring program. This position will ... monitoring program. This position will monitor changes in applicable laws and ... in applicable laws and regulations..

Manager Governance, Risk & Compliance Duties: Develops, implements, and monitors client privacy and data protection policies and procedures following global, national, and sector legislation. Assists commercial clients with developing and delivering ..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

Compliance Specialist Duties: Participates in the ... the administration and oversight of compliance programs for all jurisdictions and ... Works with the CCO, VP Compliance, and Compliance Oversight Committee to..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

Manager, IT Audit/Compliance Ingram Micro. Irvine, CA Posted ... talented and motivated Manager of Compliance to take our global IT ... our global IT Audit and Compliance program to the..

Chief Compliance Officer The candidate will create, ... and oversee a Trust regulatory compliance program for a financial services ... services and to ensure full compliance with the requirements of..

3/8/2024 As part of our Risk and Compliance Department, you will be responsible for developing, implementing and administering all aspects of the Bank's BSA/AML and OFAC Compliance Program. Part of it ..

12/29/2022 Supports the Compliance Officer in the execution of ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies and..