Legal and Compliance Officer The candidate will update internal control policies and procedures in order to track regulatory requirements. Undertake regular compliance monitoring reviews. Research on all necessary legal and statutory ..

Assistant Vice President, Compliance Monitoring Responsibilities: Develop and perform ... Monitoring Responsibilities: Develop and perform compliance monitoring program on the Bank’s ... various activities. Review the current compliance controls of..

Business Compliance Manager The candidate will be ... regular operations risk management and compliance monitoring program on risky areas ... Business on operational risk management, compliance and regulatory issues. Analyze..

Senior Business Compliance Manager ( Business Risk and ... on regulatory irregularities and potential compliance risk. Formulate, evaluate and roll-out ... recommendations for improvement and constantly monitor high risk areas...

Tax - Global Compliance and Reporting (PRC Tax) - ... will manage and coordinate tax compliance work for clients. Develop budgets, ... budgets, determine resource requirements, and direct/monitor engagements. Determine..

Compliance Manager - Global Market Compliance The candidate will be responsible ... will be responsible for: Provide compliance advice and solutions to equities ... regulatory requirements. Assist to implement compliance..

Assistant Manager, Compliance The candidate will assist in ... candidate will assist in implementing compliance programs for AIAT in order ... to ensure effective monitoring of compliance with relevant regulatory..

APAC Head of Compliance Practices The candidate will be ... player on the subject of Compliance Practices. Leading the Regulatory Inquiry ... Training development, including globalizing the Compliance-training development and..

Head of Asset Management Compliance The candidate will have the ... Management (‘AM’) Hong Kong (‘HK’) Compliance team in providing compliance coverage to the Function in ... the AM Global..

AML Associate / VP, Compliance The candidate will be responsible ... be responsible for: Perform AML compliance monitoring and investigation on various ... operations and auditors on AML compliance issues...

Manager / Assistant Manager - Compliance The candidate will be responsible ... solutions and systems; Manage the compliance monitoring risk assessment and testing ... risk assessment and testing process; Monitor..

... initiatives and programs to ensure compliance of Sarbanes-Oxley requirements in Asia ... and timely action plans and monitor progress to address and resolve ... reports and etc.)Manage Asia SOX..

... Aon is currently recruiting a Compliance Assistant to join our team ... and internal auditsAssist to conduct compliance investigation and prepare investigation reportsMonitor ... regulatory changes, prepare and update..

China Sales and Trading Compliance, Executive Director The candidate will ... advice on regulatory interpretation and compliance issues about conducting Equities and ... Firm perspective. Review manuals and Compliance Notices..

Tax - Global Compliance and Reporting (PRC Tax) - ... Responsibilities: Manage and coordinate tax compliance work for clients. Develop budgets, ... budgets, determine resource requirements, and direct/monitor engagements. Determine..

Compliance Trainee / Intern Responsibilities: To ... up-to-date on regulatory developments on compliance / Disclosure of interests / ... interests / AML legislation, To monitor trade activities including investment compliance..

Asset Management Compliance Officer The candidate will provide ... distribution in APAC and ensure compliance with the relevant rules and ... APAC. Coordinate with Global AM compliance teams, Core Compliance..

... Monitoring & Surveillance and Central Compliance The candidate will develop and ... candidate will develop and execute compliance monitoring and reviews to ensure ... monitoring and reviews to ensure..

Equities Compliance Officer - Vice President The ... candidate serves as an Equities compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include monitoring..

... Manager/ Manager (Investment Risk And Compliance) The candidate will be responsible ... and enhancement of risk and compliance framework, policies and procedures in ... Management Department. Conduct risk and..

Senior Business Compliance Manager ( Business Risk and ... control checking, alerts and potential compliance risks in relation to personal ... recommendations for improvement and constantly monitor high-risk areas. Manage..

... / Officer (investment Risk And Compliance) The candidate will perform duties ... and enhancement of risk and compliance framework, policies and procedures in ... in Investment Management Department. Conduct..

Associate Director - Financial Crime Compliance - Deloitte Forensic The candidate will deliver financial crime projects for financial institutions. Work closely with a team of financial crime consultants and share your ..