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... and Reporting team within T&S Compliance. The T&S Trading Surveillance team ... Surveillance will be expected to: Monitor T&S’s trading practices and business ... to detect market abuse and..
SVP, Legal & Compliance The candidate can expect to work with top international and local law firms. Responsibilities: Advising, reviewing and negotiating public market agreements, including: ISDA master agreement, futures and ..
Senior Assistant Director, Compliance and Governance The candidate will ... ensure statutory, financial and operational compliance. Engage directly with internal process ... and execute necessary controls for compliance. Identify key..
... with the right stakeholders. Proactively monitor and ensure compliance with all laws and regulations ... L&C team, including colleagues from Compliance, Regulatory, IP, Litigation, L&E, Procurement ... in the..
Compliance Associate, Captives We're looking for ... Captives We're looking for a Compliance Officer to join our Captive ... will look likeResponsible for monitoring Compliance generally for all Aon managed..
... role? The AP (Asia Pacific) Compliance Manager supports relevant functions in ... (“SECS”) with respect to regulatory compliance needs related to customer and ... and supplier transactions. Such regulatory..
Senior HR Risk & Compliance Manager (Employee Eligibility) Duties: Consult ... sanctions/embargoes, and other eligibility issues. Monitor known and emerging risks, measure ... senior stakeholders. Inventory risk and compliance obligations..
VP - Asset Management North Asia Compliance Duties: Providing critical advice to new business initiatives, policies and procedures and internal controls and work together with Asset Management (“AM”) APAC Business on ..
... is the role? The AP Compliance Manager supports relevant functions in ... (“SECS”) with respect to regulatory compliance needs related to customer and ... and supplier transactions. Such regulatory..
... assess for potential market integrity, compliance risk or financial crime. Act ... potential market integrity or other compliance risks, focusing on high-risk and ... market and risk understanding. Support..
... matters. Work with Head of Compliance to manage AML/CFT and Compliance risks for the branch and ... and being back up for compliance advisory during her absence. Have .....
Officer - Compliance Specialist The candidate will assist ... Head & Department Head in compliance matters and to handle day-to-day ... matters and to handle day-to-day compliance issues & compliance..
... Lending – Real Estate (1) Compliance & Legal (1) Credit Admin/Loan ... improve Enterprise risk register and Compliance monitoring plan Ensure that projects ... service providers Develop and improve..
... and in monitoring the regional compliance to the data quality and ... to identify trends and commercial opportunities.Monitor compliance to the data quality and ... and in monitoring the..
Legal Executive The candidate reports to the Managing Director, and interfaces with lawyers, paralegal and other administrative staff within the firm. Provide legal support assistance in day-to-day matters including liasing with ..
Senior Risk and Compliance Officer The candidate will be ... of escalation between Risk and Compliance Officers and Lawyers; providing recommendations ... business updates to Risk and Compliance Officers. Advising..
143952BR Job Title: Compliance Framework Manager No. of Positions: ... Reporting to the Head of Compliance Framework & Oversight, the Compliance Framework Manager is a member ... of Trading &..
Regional Compliance Manager We're looking for a ... We're looking for a Regional Compliance Manager who will also be ... will look likeFacilitate implementation of compliance policies within the region..
Paralegal Trainee The candidate will reports to the Managing Directors, and interfaces with lawyers, paralegal and other administrative staff within the firm. Will provide legal support assistance in day-to-day matters including ..
Fund Services, Compliance Manager The candidate will be ... Supervising a team of junior compliance officers. Planning and allocating the ... queries from internal/external auditors, third-party compliance officers and regulators..
... recruiting a Senior Risk & Compliance Associate to join our team ... the Head of Risk and Compliance. Responsibilities: The Senior Risk and ... Responsibilities: The Senior Risk and..
Investment Banking Compliance Officer Responsibilities: Provide advice either ... other team members on regulatory compliance issues. Coordinate with the ASP ... including regulatory submissions / disclosures. Monitor the issuance of..
Senior Director, Legal Compliance Duties: Be responsible for own work and contributing to team, department and/or business results; Set priorities and measurable objectives; Monitor and report on process, progress and results; ..