THE LARGEST COLLECTION OF JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Associate Athletic Director of Compliance The candidate will oversee compliance with NCAA and Ivy League ... regulations. Ensure effective operation of compliance monitoring systems, assess eligibility of student-athletes to .....
Manager Compliance, Personal Securities Trading Duties: Lead, ... operations which consist of reviewing compliance reports, managing the preclearance approval ... researching post trade transactions and monitoring trading exception reports.. Conduct..
Chief Compliance Officer The candidate will develop ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented, monitored,..
... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... Assurance (“QA”) - Testing &..
... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..
... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..
Job Information Humana Senior Compliance Professional-Remote/Virtual in US in Bridgeport ... Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The..
Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..
Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..
Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..
Systems Engineer The candidate will support, ... Maintain server configurations to maintain compliance with Firm Security policies. Write ... tasks. Create written documentation of systems design and capabilities and update..
... is looking for an experienced Compliance professional with a background in ... in regulatory reporting including such systems as: FINRA OATS and stock ... specific focus on regulatory reporting..
... are looking for a Program Compliance Director to provide staff training ... needs in response of funder monitoring. Monitor and evaluate training courses ... and maintenance of the GPS..
... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..
... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..
Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... researching post trade transactions and monitoring trading exception reports. Conduct..
Job Description The Deputy of Compliance Technology position requires knowledge and ... This person will help design systems to comply with these regulatory ... commodities regulatory reporting obligations. Provide compliance..
Job Information Humana Senior Compliance Professional, Specialty Compliance in Bridgeport Connecticut Description The ... Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..
... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..
... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..