Compliance Monitoring Systems Jobs in Glen Cove

Chief Compliance Officer The candidate will develop ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented, monitored,..

Chief Compliance Officer The candidate will develop ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented, monitored,..

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

Job Overview: A law firm in New York City seeks an experienced and qualified In-House Lawyer to provide expert legal advice and support in negotiating and resolving issues related to Outside ..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

Job Information Humana Compliance Professional - SeniorBridge Home Care ... Description SeniorBridge is seeking a Compliance Professional to help ensure delivery ... highest quality care by meeting compliance with company..

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... Assurance (“QA”) - Testing &..

Job Description The Deputy of Compliance Technology position requires knowledge and ... This person will help design systems to comply with these regulatory ... commodities regulatory reporting obligations. Provide compliance..

... a pivotal role in ensuring compliance with anti-money laundering (AML) and ... related to AML and sanctions compliance.Assist in the day-to-day management of ... focused on AML and sanctions..

Administer the Lineage Safety Program to ensure a safe, controlled, and risk-free environment while following all regulatory and company safety standards, policies, and procedures. Promote a safety culture with the goal ..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

... providing access to new payment systems, developing and optimizing operational infrastructure, ... diligent and professional Director of Compliance to join the Legal Department. ... As our first Director of..

... TD has enhanced its Regulatory Compliance Management Framework (RCM) and is ... comprehensive approach to managing regulatory compliance risk. TD is also in ... new business segments into its..

... to fill a Biotech Production Compliance Coordinator position with a 1st ... 4:30pm schedule. This position performs compliance related tasks associated with the ... might include the following:Independently prepares..

... is looking for an experienced Compliance professional with a background in ... in regulatory reporting including such systems as: FINRA OATS and stock ... specific focus on regulatory reporting..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

Job Information Humana Senior Compliance Professional-Remote/Virtual in US in New ... New York Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The..