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Chief Compliance Officer The candidate will develop ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented, monitored,..
... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..
Job Description The Deputy of Compliance Technology position requires knowledge and ... This person will help design systems to comply with these regulatory ... commodities regulatory reporting obligations. Provide compliance..
... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..
Job Information Humana Senior Compliance Professional, Specialty Compliance in Bridgeport Connecticut Description The ... Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with..
Job Information Humana IT Compliance Professional (Remote / Hybrid) in ... an impact? As an IT Compliance Professional, you will apply comprehensive ... successful outcomes for governance and compliance in..
Interactive Brokers, a global online securities and commodities broker, is seeking a talented Learning Management System Manager to consolidate the global roll out of our LMS system and create governance for ..
... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... Assurance (“QA”) - Testing &..
... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..
... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..
... is looking for an experienced Compliance professional with a background in ... in regulatory reporting including such systems as: FINRA OATS and stock ... specific focus on regulatory reporting..
Job Information Humana Senior Compliance Professional-Remote/Virtual in US in Bridgeport ... Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The..
Job Information Humana Senior Systems Administrator - Remote in Bridgeport ... Bridgeport Connecticut Description The Senior Systems Administrator is responsible for complex ... for end users. The Senior Systems Administrator..
Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..
... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..
Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..
Compliance Specialist, Mortgage Duties: Assist clients in implementing policies and procedures in compliance with various federal regulations and agency guidelines, including TRID, HMDA, TILA, UDAAP, Qualified Mortgage Rules, HUD FHA Mortgagee ..
... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..
... looking to hire a temporary Compliance Analyst with a strong potential ... Chicago or Greenwich Office. The Compliance Analyst work independently and quickly ... to the Financial Advisor (“FA”)..
Description The Senior IT Compliance Professional is primarily focused on ... focused on identification, risk assessment, monitoring and controls for Citizen Development ... of IT). The Senior IT Compliance Professional..
Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..