Compliance Officer – Brokers Dealers Jobs in Connecticut

Job Description The Deputy of Compliance Technology position requires knowledge and ... non-financial regulatory reporting obligations of brokers and futures commission merchants. This ... commodities regulatory reporting obligations. Provide compliance..

Interactive Brokers is looking for a motivated ... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor..

Interactive Brokers is looking for a motivated ... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special..