Compliance Officer Banking Jobs in Los Angeles

Regulatory Compliance Officer Duties: Under general supervision, the ... Under general supervision, the Regulatory Compliance Officer maintains research, analysis and evaluation ... direction of the SVP Regulatory Compliance, research, interpret..

Chief Compliance Officer Duties: Reporting to the Vice ... direction and leadership of the compliance program for the Health System ... School of Medicine, including general compliance, privacy and information..

Lead Trust Officer (Lead Fiduciary Specialist) - Personal Trust Market Service Team The candidate will administer large and complex trust portfolio initiatives and deliverables within Fiduciary functional area and contribute to ..

12/27/2022 Compliance Monitoring Officer (hybrid/remote) Conduct compliance monitoring and assessment activities to review ongoing performance of processes and controls, and to assess these and other activities for compliance with law, rules, ..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

Senior Trust Officer (Senior Fiduciary Specialist) - Personal ... Perform fiduciary duties as an officer of the bank. Administer large ... trust account is managed in compliance with the governing..

Chief Compliance Officer Responsibilities : The candidate will ... direction and leadership of the compliance program, including general compliance, privacy and information security. Will ... oversee an integrated, enterprise wide..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

VP-Compliance Liaison Officer The candidate will keep current ... on regulations as requested by Compliance Dept. Review and respond to ... monitoring reports issued by the Compliance Dept. Assist in..

General Counsel Duties: Supervise the General Services Manager and perform decision making of high-level General Service issues including but not limited to facilities, purchasing, leasing and other related matters. Supervise the ..

Senior Trust Officer (Senior Fiduciary Specialist) Market Service Team The candidate will administer large and complex trust portfolio initiatives and deliverables within Fiduciary functional area and contribute to large scale planning. ..

... responsible for supporting the Bank’s compliance monitoring program. The Compliance Monitoring Officer monitors changes in applicable laws ... applicable laws and regulations, performs compliance reviews and generates reports to..

Chief Compliance Officer The candidate will lead and ... and manage the firm's global compliance program including regulatory affairs. Serve ... overall strategic vision for the compliance functional areas. Will..

12/29/2022 Supports the Compliance Officer in the execution of the ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

Description Job Description Responsible for marketing a full range of banking services to Small Business Administration (SBA) loan eligible businesses with emphasis on client contact, origination and analysis. Responsible for SBA ..

Trust Officer (Fiduciary Specialist) Market Service Team ... Perform fiduciary duties as an officer of the bank. Participate in ... probate or trust accounts in compliance with governing document, bank..

12/29/2022 Supports the Compliance Officer in the execution of the ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies..

Deputy Compliance Officer The candidate will direct the ... of the Hospital and Professional Compliance Program. Manage overall Hospital and ... Manage overall Hospital and Professional compliance staff members. Will..

9/23/2022 Mega Bank is seeking an Operations Administration Specialist to support bank branch officers and personnel for any issues related centralized operations, which may intertwine with Bank's policies & procedures.The ideal ..

VP of Legal and Compliance The candidate will serve as ... exposure to broker/dealer FINRA regulatory compliance. Draft and maintain template legal ... point of contact with company's Compliance service..

... Personal Banker (SAFE) for Branch Banking as part of the Consumer ... the Consumer and Small Business Banking division. Learn more about our ... transactionnAs such, this position requires..