Legal and Compliance Officer The candidate will update internal control policies and procedures in order to track regulatory requirements. Undertake regular compliance monitoring reviews. Research on all necessary legal and statutory ..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Equities Compliance Officer - Vice President The candidate ... candidate serves as an Equities compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include..

GM Compliance Officer The candidate should have 8+ ... candidate should have 8+ years’ compliance experience in a global investment ... independently manage responses to regulatory compliance issues/queries, experience with..

Business Administration Officer The candidate will provide support to the department including legal cases administration, complaints / accounts receivable handling & follow up. Prepare weekly reports on development projects in PRC. ..

Asset Management Compliance Officer The candidate will provide general ... distribution in APAC and ensure compliance with the relevant rules and ... APAC. Coordinate with Global AM compliance teams, Core..

Manager, Treasury Compliance The candidate will provide internal support to Global Markets Department on compliance issues. Will review internal operational procedures to ensure compliance with local regulatory requirements and internal control ..

Compliance Due Diligence Officer, APAC Compliance Operations Duties: Focus on the ... development of the Financial Crime Compliance Program across Private Banking division especially around the area ... regulatory requirements..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Deputy General Manager, Financial Crime Compliance The candidate will Lead the team to perform regulatory account reviews according to internal guidelines and identify and investigate any suspicious transactions. Formulate and update ..

Compliance Officer, Transaction Monitoring – Legal & ... Transaction Monitoring – Legal & Compliance The candidate will conduct investigation ... 3 years’ working experience in banking, with relevant exposure to..

Officer, Anti Money Laundering The candidate will provide support on transaction surveillance. Will assist to conduct AML Compliance review/testing. Responsible for supporting office administration, as well as filing, typing and data ..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance officer The candidate will supporting the ... candidate will supporting the Local Compliance Officer in managing the relation with ... external auditors; Supporting the Local Compliance Officer in managing..

Associate, Compliance The candidate will provide practical ... will provide practical and accurate compliance advice to businesses such as ... Global Markets business. Assist senior compliance management to advise business..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Manager, Financial Crime Compliance The candidate will Provide FCC/AML advisory to business stakeholders in daily operations (e.g. AML Risk Assessment, Transaction Monitoring and Sanction etc.). Conduct corporate investigations (including but not ..

... President, Electronic/Algorithmic Trading, APAC Equities Compliance','200027805','!*!Who We Are:JPMorgan Chase & Co. ... is a leader in investment banking, financial services for consumers and ... consumers and small business, commercial..

Senior Vice President - BCMA Compliance Product Sr Officer The candidate will be designing, ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... subject matter expert..