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1,557

Compliance Officer Jobs





Job info
SPONSORED JOB
Location
Chicago, IL
Posted Date
Oct 19,20
Source
Employer   

Regulatory compliance Manager The candidate will be ... be responsible for managing regulatory compliance functions for a major business ... business segment including state regulatory compliance communications compliance and policy..

SPONSORED JOB
Location
Las Vegas, NV
Posted Date
Jul 04,22
Source
Employer   

Regulatory compliance Manager The candidate develops and ... for the company s regulatory compliance process Responsible for the integrity ... security of the company s compliance database for licensing activity..

SPONSORED JOB
Location
Las Vegas, NV
Posted Date
Jul 09,22
Source
Employer   

Regulatory compliance Manager Duties Develops and documents ... for the company s regulatory compliance process Responsible for the integrity ... security of the company s compliance database for licensing activity..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..

 
Company
**********
Location
Chicago, IL
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Regulatory Compliance Manager The candidate will be ... be responsible for managing regulatory compliance functions for a major business ... business segment, including state regulatory compliance, communications compliance and policy..

 
Company
**********
Location
Sherman Oaks, CA
Posted Date
Nov 04, 2015
Info Source
Employer  - Full-Time  90  

Regulatory Compliance Officer Duties: Under general supervision, the ... Under general supervision, the Regulatory Compliance Officer maintains research, analysis and evaluation ... direction of the SVP Regulatory Compliance, research, interpret..

 
Company
**********
Location
Chicago, IL
Posted Date
Sep 25, 2020
Info Source
Employer  - Full-Time  90  

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..

 
Company
**********
Location
Arlington, TX
Posted Date
Sep 02, 2020
Info Source
Employer  - Full-Time  90  

Senior Vice President Chief Compliance Officer Duties: Creation and revision of ... Duties: Creation and revision of compliance program policies under the direction ... the direction of the Chief Compliance..

 
Company
**********
Location
Austin, TX
Posted Date
Mar 20, 2017
Info Source
Employer  - Full-Time  90  

Systemwide Assistant Compliance Officer- Privacy Duties: To assist the ... Duties: To assist the Systemwide Compliance and Risk Officer, Deputy Compliance Officer, and institutional Privacy Officers in ... of effective..

 
Company
**********
Location
Great Neck, NY
Posted Date
May 12, 2017
Info Source
Employer  - Full-Time  90  

Regulatory Compliance Director & Privacy Officer Duties: Plans, organizes and provides ... oversight and accountability for Corporate Compliance activities for assigned region. Acts ... for assigned region. Acts as Compliance..

 
Company
**********
Location
Albany, NY
Posted Date
Jul 09, 2022
Info Source
Recruiter  - Full-Time  90  

REMOTE ASSOCIATE COMPLIANCE OFFICER MORTGAGE BANKING Fusco Personnel is ... actively recruiting for an Associate Compliance Officer to join a growing mortgage ... strong plus. 3 years of compliance, risk..

 
Company
**********
Location
Washington, DC
Posted Date
Mar 05, 2024
Info Source
Employer  - Full-Time   

... the retail industry, and promote compliance, operational excellence, and innovation. Our ... for a Manager/Senior Manager, Retail Compliance & Regulatory Affairs interested in elevating ... regulatory advocacy and ethics and..

 
Company
**********
Location
Century City, CA
Posted Date
Sep 25, 2020
Info Source
Employer  - Full-Time  90  

Regulatory Compliance Manager The candidate responsibilities will ... include : Advising clients on compliance with the Securities Act, Securities ... marketing and advertising materials for compliance with the Advisers Act..

 
Company
**********
Location
Philadelphia, PA
Posted Date
May 11, 2017
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer Duties: Responsible for overseeing and ... Responsible for overseeing and managing compliance to ensure that firm is ... that firm is upholding best compliance practices and complying..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 17, 2014
Info Source
Employer  - Full-Time  90  

Compliance Officer The candidate will work under ... direction of the Chief Executive Officer and oversee the Agency’s overall ... and oversee the Agency’s overall Compliance Program. As the Compliance..

 
Company
**********
Location
Charlotte, NC
Posted Date
Sep 25, 2020
Info Source
Employer  - Full-Time  90  

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..

 
Company
**********
Location
Las Vegas, NV
Posted Date
Dec 13, 2022
Info Source
Employer  - Full-Time  90  

Regulatory Compliance Manager The candidate develops and ... process for the company’s regulatory compliance process. Responsible for the integrity ... and security of the company’s Compliance database for licensing activity,..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

 
Company
**********
Location
Chicago, IL
Posted Date
May 18, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex and Commodities will ... will be responsible..

 
Company
**********
Location
Joliet, IL
Posted Date
Jul 05, 2018
Info Source
Employer  - Full-Time  90  

Compliance Officer The candidate will under the ... person for all legal and compliance matters related to the College. ... IX Administrator, Clery and FOIA Compliance Officer, as well as..

 
Company
**********
Location
Stony Brook, NY
Posted Date
Aug 26, 2015
Info Source
Employer  - Full-Time  90 

Chief Compliance Officer Duties: Providing the business leadership ... management of an integrated healthcare compliance program in support of the ... and oversees an effective healthcare compliance program intended to..

 
Company
**********
Location
Santa Barbara, CA
Posted Date
Nov 03, 2015
Info Source
Employer  - Full-Time  90  

Policy Coordinator & Deputy ADA Compliance Officer Duties: Administers all aspects of ... Administers all aspects of campus-wide compliance with federal and state disability ... Administers all aspects of campus-wide..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 25, 2020
Info Source
Employer  - Full-Time  90  

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..

 
Company
**********
Location
Las Vegas, NV
Posted Date
Dec 13, 2022
Info Source
Employer  - Full-Time  90  

Regulatory Compliance Manager Duties: Develops and documents ... process for the company’s regulatory compliance process. Responsible for the integrity ... and security of the company’s Compliance database for licensing activity,..

 
Company
**********
Location
Seattle, WA
Posted Date
May 09, 2017
Info Source
Employer  - Full-Time  90 

Compliance Officer - Patient Privacy and Integrity ... development and implementation of the compliance program governing patient privacy and ... effectiveness of the university Medicine compliance program. Serve as a..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

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