Compliance Officer Jobs

Compliance Officer The candidate will work under ... direction of the Chief Executive Officer and oversee the Agency’s overall ... and oversee the Agency’s overall Compliance Program. As the Compliance..

Chief Compliance Officer Duties: Providing the business leadership ... management of an integrated healthcare compliance program in support of the ... and oversees an effective healthcare compliance program intended to..

Policy Coordinator & Deputy ADA Compliance Officer Duties: Administers all aspects of ... Administers all aspects of campus-wide compliance with federal and state disability ... Administers all aspects of campus-wide..

Compliance Officer The candidate will under the ... person for all legal and compliance matters related to the College. ... IX Administrator, Clery and FOIA Compliance Officer, as well as..

Compliance Officer - Patient Privacy and Integrity ... development and implementation of the compliance program governing patient privacy and ... effectiveness of the university Medicine compliance program. Serve as a..

Executive Director/ Deputy Compliance Officer Duties: Provide leadership, direction, and ... for effective and comprehensive Systemwide Compliance programs for the University and ... of the Office of Systemwide Compliance Provide..

Chief Compliance Officer Duties: Oversees the System’s compliance, risk, and privacy programs. Continuously ... and identifies possible areas of compliance vulnerability and risk. Assists with ... and procedures for the..

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..

Chief Compliance Officer Duties: Responsible for overseeing and ... Responsible for overseeing and managing compliance to ensure that firm is ... that firm is upholding best compliance practices and complying..

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..

Senior Vice President Chief Compliance Officer Duties: Creation and revision of ... Duties: Creation and revision of compliance program policies under the direction ... the direction of the Chief Compliance..

Systemwide Assistant Compliance Officer- Privacy Duties: To assist the ... Duties: To assist the Systemwide Compliance and Risk Officer, Deputy Compliance Officer, and institutional Privacy Officers in ... of effective..

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA distinguished ... team, either in a leadership compliance role or as a senior ... individual will guide and shape compliance infrastructure and..

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

Regulatory Compliance Director & Privacy Officer Duties: Plans, organizes and provides ... oversight and accountability for Corporate Compliance activities for assigned region. Acts ... for assigned region. Acts as Compliance..

Job Title: Chief Compliance Officer Or Senior CounselJob Overview: A ... OH is seeking an accomplished compliance and legal professional with deep ... shaping and directing the overall compliance framework and..

Regulatory Compliance Officer Duties: Under general supervision, the ... Under general supervision, the Regulatory Compliance Officer maintains research, analysis and evaluation ... direction of the SVP Regulatory Compliance, research, interpret..

Security Based Swap Dealer Compliance Officer Duties: Responsible for compliance and regulatory matters relating to ... the BNS Swap Dealer Chief Compliance Officer in the implementation of and ... as..

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA prominent ... Cleveland, OH seeks a seasoned compliance leader or senior-level legal advisor ... the evolving landscape of regulatory compliance, governance, and..

Regulatory Compliance Manager The candidate will be ... be responsible for managing regulatory compliance functions for a major business ... business segment, including state regulatory compliance, communications compliance and policy..

Regulatory Compliance Manager The candidate responsibilities will ... include : Advising clients on compliance with the Securities Act, Securities ... marketing and advertising materials for compliance with the Advisers Act..

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..