Compliance Officer Jobs

Compliance Officer The candidate will work under ... direction of the Chief Executive Officer and oversee the Agency’s overall ... and oversee the Agency’s overall Compliance Program. As the Compliance..

Policy Coordinator & Deputy ADA Compliance Officer Duties: Administers all aspects of ... Administers all aspects of campus-wide compliance with federal and state disability ... Administers all aspects of campus-wide..

Regulatory Compliance Officer Duties: Under general supervision, the ... Under general supervision, the Regulatory Compliance Officer maintains research, analysis and evaluation ... direction of the SVP Regulatory Compliance, research, interpret..

... for a motivated and talented compliance officer who is familiar with securities ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex and Commodities will ... will be responsible..

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

Systemwide Assistant Compliance Officer- Privacy Duties: To assist the ... Duties: To assist the Systemwide Compliance and Risk Officer, Deputy Compliance Officer, and institutional Privacy Officers in ... of effective..

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..

Regulatory Compliance Manager Duties: Develops and documents ... process for the company’s regulatory compliance process. Responsible for the integrity ... and security of the company’s Compliance database for licensing activity,..

Senior Vice President Chief Compliance Officer Duties: Creation and revision of ... Duties: Creation and revision of compliance program policies under the direction ... the direction of the Chief Compliance..

Regulatory Compliance Director & Privacy Officer Duties: Plans, organizes and provides ... oversight and accountability for Corporate Compliance activities for assigned region. Acts ... for assigned region. Acts as Compliance..

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA distinguished ... team, either in a leadership compliance role or as a senior ... individual will guide and shape compliance infrastructure and..

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA prominent ... Cleveland, OH seeks a seasoned compliance leader or senior-level legal advisor ... the evolving landscape of regulatory compliance, governance, and..

... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..

Job Title: Chief Compliance Officer Or Senior CounselJob Overview: A ... OH is seeking an accomplished compliance and legal professional with deep ... shaping and directing the overall compliance framework and..

REMOTE ASSOCIATE COMPLIANCE OFFICER MORTGAGE BANKING Fusco Personnel is ... actively recruiting for an Associate Compliance Officer to join a growing mortgage ... strong plus. 3 years of compliance, risk..

Regulatory Compliance Manager The candidate develops and ... process for the company’s regulatory compliance process. Responsible for the integrity ... and security of the company’s Compliance database for licensing activity,..

Regulatory Compliance Manager The candidate will be ... be responsible for managing regulatory compliance functions for a major business ... business segment, including state regulatory compliance, communications compliance and policy..

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..

Chief Compliance Officer Duties: Responsible for overseeing and ... Responsible for overseeing and managing compliance to ensure that firm is ... that firm is upholding best compliance practices and complying..

Regulatory Compliance Manager The candidate responsibilities will ... include : Advising clients on compliance with the Securities Act, Securities ... marketing and advertising materials for compliance with the Advisers Act..

Bank Trust Compliance Officer The candidate oversees the firm's ... The candidate oversees the firm's compliance function, as well as playing ... employees, reviewing and implementing the compliance program, updating..