Compliance Officer Chase Investment Services Jobs in Cypress, California | EmploymentCrossing.com


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19

Compliance Officer Chase Investment Services Jobs in Cypress






Job info
SPONSORED JOB
Location
Newport Beach, CA
Posted Date
Sep 25,20
Source
Employer   

Senior compliance officer The candidate will be responsible ... involve managing a team of compliance professionals and assisting with the ... procedures as well as other compliance related documents communications and..

SPONSORED JOB
Location
Newport Beach, CA
Posted Date
Apr 01,22
Source
Employer   

Senior compliance officer Duties Support the development and ... development and implementation of the investment adviser compliance program working closely with members ... closely with members of the compliance Department..

SPONSORED JOB
Company
Location
Pasadena, CA
Posted Date
Dec 18,22
Source
Employer   

Chief compliance officer The candidate will lead and ... manage the firm s global compliance program including regulatory affairs Serve ... overall strategic vision for the compliance functional areas Will..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Sep 16, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

 
Location
Los Angeles, CA
Posted Date
Jan 15, 2023
Info Source
Employer  - Full-Time  90 

12/27/2022 Compliance Monitoring Officer (hybrid/remote) Conduct compliance monitoring and assessment activities to review ongoing performance of processes and controls, and to assess these and other activities for compliance with law, rules, ..

 
Company
**********
Location
Fountain Valley, CA
Posted Date
Sep 25, 2020
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will create, execute, ... and oversee a Trust regulatory compliance program for a financial services provider operating in the payroll ... cards, and other innovative..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Mar 30, 2023
Info Source
Employer  - Full-Time  90 

... responsible for supporting the Bank’s compliance monitoring program. The Compliance Monitoring Officer monitors changes in applicable laws ... applicable laws and regulations, performs compliance reviews and generates reports to..

 
Company
**********
Location
Irvine, CA
Posted Date
Dec 04, 2022
Info Source
Employer  - Full-Time  90 

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Sep 16, 2022
Info Source
Employer  - Full-Time  90 

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

 
Company
**********
Location
Irvine, CA
Posted Date
Dec 04, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Jan 07, 2017
Info Source
Employer  - Full-Time  90 

Chief Compliance Officer Responsibilities : The candidate will ... direction and leadership of the compliance program, including general compliance, privacy and information security. Will ... oversee an integrated, enterprise wide..

 
Company
**********
Location
Newport Beach, CA
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will be responsible ... involve managing a team of compliance professionals and assisting with the ... procedures as well as other compliance-related documents, communications, and..

 
Company
**********
Location
Pasadena, CA
Posted Date
Nov 28, 2022
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will lead and ... and manage the firm's global compliance program including regulatory affairs. Serve ... overall strategic vision for the compliance functional areas. Will..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Mar 12, 2018
Info Source
Employer  - Full-Time  90  

Deputy Compliance Officer The candidate will direct the ... of the Hospital and Professional Compliance Program. Manage overall Hospital and ... Manage overall Hospital and Professional compliance staff members. Will..

 
Company
**********
Location
San Gabriel, CA
Posted Date
Sep 27, 2022
Info Source
Employer  - Full-Time  90 

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

 
Location
San Gabriel, CA
Posted Date
Oct 08, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Oct 02, 2016
Info Source
Employer  - Full-Time  90 

Chief Compliance Officer Duties: Reporting to the Vice ... direction and leadership of the compliance program for the Health System ... School of Medicine, including general compliance, privacy and information..

 
Location
Newport Beach, CA
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer Duties: Support the development and ... development and implementation of the investment adviser compliance program, working closely with members ... closely with members of the Compliance Department..

 
Company
**********
Location
Rowland Heights, CA
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90  

VP-Compliance Liaison Officer The candidate will keep current ... on regulations as requested by Compliance Dept. Review and respond to ... monitoring reports issued by the Compliance Dept. Assist in..

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