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Deputy Chief compliance officer The candidate responsibilities include Assisting ... include Assisting Interactive Advisors Chief compliance officer to ensure Interactive Advisors complies ... imposed by the firm on investment advisors..
Chief compliance and Privacy officer Duties Oversee each Versant Health ... s including four insurance companies compliance with relevant laws regulations and ... geographic jurisdictions Lead the Corporate compliance team..
Director Federal compliance officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand capabilities and offerings Training internal stakeholders of government programs ..
Deputy Chief Compliance Officer The candidate responsibilities include : ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies ... imposed by the firm on investment advisors,..
Chief Compliance Officer - Legal Duties: Ensuring all ... of the organization are in compliance with applicable laws and regulations ... implementing, maintaining, and assessing the Compliance Program and associated..
Federal Compliance Officer Duties: Review on annual basis ... the purview of the Federal Compliance Officer. Responsible for the investigations and ... its employees and is in compliance with all..
Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..
... Counsel and Chief Ethics & Compliance Officer DUTIES: Provides a single point ... of the organization’s ethics & compliance program. Establishes compliance training priorities, develops, and coordinates ... efficiently...
... Virginia Audit Manager, Financial Crimes Compliance (FCC) Capital One's Audit function ... focused on delivering top-quality assurance services to the organization's Audit Committee. ... on audits of Financial Crime..
... IX Coordinator and Clery Act Compliance Officer Duties: Serve as the primary ... authority for monitoring and coordinating compliance of the University with Title ... the University's progress related..
Chief Compliance Officer- Office of Compliance The candidate will be serving ... the focal point for University-wide compliance and privacy and ethics activities. ... Code of Conduct and applicable compliance..
Wealth Management Compliance Policies And Training Officer The candidate will be responsible ... business. Developing and drafting of Compliance policies and procedures through collaboration ... with the business, Risk, Legal,..
ADA Compliance Officer The candidate will provide leadership ... Americans with Disabilities Act (ADA) Compliance Program for faculty, staff, and ... all ADA issues, help ensure compliance with the ADA..
FPI Corporate Compliance Officer The candidate will be reporting ... reporting to the Chief Corporate Officer, provides overall direction of the ... overall direction of the FPI compliance program in..
... Counsel and Chief Ethics & Compliance Officer RESPONSIBILITIES: Provides a single point ... of the organization’s ethics & compliance program. Establishes compliance training priorities, develops, and coordinates ... efficiently...
Compliance Officer, Title VII The candidate holds ... contact point for all university compliance activities, training, investigations, and reporting ... diversity programs. Serve as intake officer, manage resources, and lead/conduct..
Chief Compliance Officer and Senior Associate General Counsel ... Oversees and manages the University's compliance function and compliance risk management, and is an ... collaborative manner with other established compliance..
Chief Compliance and Privacy Officer Duties: Oversee each Versant Health ... company’s (including four insurance companies) compliance with relevant laws, regulations, and ... geographic jurisdictions. Lead the Corporate Compliance team..
Director, Federal Compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand, capabilities, and offerings. Training internal stakeholders of government programs, ..