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Deputy Chief compliance officer The candidate responsibilities include Assisting ... include Assisting Interactive Advisors Chief compliance officer to ensure Interactive Advisors complies ... imposed by the firm on investment advisors..
Director Federal compliance officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand capabilities and offerings Training internal stakeholders of government programs ..
Chief Compliance Officer - Legal Duties: Ensuring all ... of the organization are in compliance with applicable laws and regulations ... implementing, maintaining, and assessing the Compliance Program and associated..
Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..
... Virginia Audit Manager, Financial Crimes Compliance (FCC) Capital One's Audit function ... focused on delivering top-quality assurance services to the organization's Audit Committee. ... on audits of Financial Crime..
Deputy Chief Compliance Officer The candidate responsibilities include : ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies ... imposed by the firm on investment advisors,..
... IX Coordinator and Clery Act Compliance Officer Duties: Serve as the primary ... authority for monitoring and coordinating compliance of the University with Title ... the University's progress related..
Research Compliance Specialist / Assistant Facility Security ... Specialist / Assistant Facility Security Officer The candidate will assist in ... tracking of export and sanctions compliance training; maintain compliance records;..
Director, Federal Compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand, capabilities, and offerings. Training internal stakeholders of government programs, ..
Compliance Officer, Title VII The candidate holds ... contact point for all university compliance activities, training, investigations, and reporting ... diversity programs. Serve as intake officer, manage resources, and lead/conduct..
Chief School Compliance Officer Duties: Ensures that all applicable ... and implements a formal school compliance program covering over 50 managed ... for school, operational and regulatory compliance functions. Other..
Chief Compliance Officer- Office of Compliance The candidate will be serving ... the focal point for University-wide compliance and privacy and ethics activities. ... Code of Conduct and applicable compliance..