THE LARGEST COLLECTION OF JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Chief compliance officer The candidate will develop and ... conduct Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies Ensuring compliance efforts are documented..
Chief Ethics and compliance officer Responsibilities Report to the General ... the General Counsel Lead the compliance team Develop strategies and lead ... will advise internal stakeholders on compliance with..
VP compliance officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... conducting risk assessments and periodic compliance testing maintaining oversight..
Confidential Executive Officer for Compliance and Title IX Duties: Reporting ... contributor and resource regarding all compliance activity. Communicating policies, developing educational ... partnerships between the Chief Diversity Officer, Director..
Senior Compliance Officer The candidate will prepare written ... presentations, and dashboards and other compliance metrics that, with regard to ... and record management: (i) outline compliance efforts related thereto;..
Associate Compliance Officer The candidate will direct and ... direct and advise Management of compliance with applicable non-bank mortgage laws ... laws and regulations. Will conduct compliance risk assessments to..
VP Compliance Officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... conducting risk assessments and periodic compliance testing, maintaining oversight..
... sophisticated platform to manage their investment portfolios. We provide our clients ... management tools, research facilities and investment products at low or no ... seeks a motivated and talented..
Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..
Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..
Chief Compliance Officer Duties: Providing the business leadership ... management of an integrated healthcare compliance program in support of the ... and oversees an effective healthcare compliance program intended to..
... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... variety of product..
Regulatory Compliance Director & Privacy Officer Duties: Plans, organizes and provides ... oversight and accountability for Corporate Compliance activities for assigned region. Acts ... for assigned region. Acts as Compliance..
Chief Ethics and Compliance Officer Responsibilities: Report to the General ... the General Counsel. Lead the compliance team. Develop strategies and lead ... will advise internal stakeholders on compliance with..
... looking for a motivated, financial services professional with in-depth knowledge of ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The..
... for a motivated and talented compliance officer who is familiar with securities ... federal regulations pertaining to Registered Investment Advisors and Commodity Trading Advisors. ... regulations is preferred. Responsibilities:..