Compliance Officer Chase Investment Services Jobs in Stamford, Connecticut | EmploymentCrossing.com


Save This Search as a Job Alert
  Job added in hotlist
  Applied job
  Contract job
  90-day-old-job
  part-time-job
  Recruiter job
  Employer job
  Expanded search
  Apply online not available
Your search results
16

Compliance Officer Chase Investment Services Jobs in Stamford






Job info
SPONSORED JOB
Location
Norwalk, CT
Posted Date
Oct 19,20
Source
Employer   

Chief compliance officer The candidate will develop and ... conduct Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies Ensuring compliance efforts are documented..

SPONSORED JOB
Location
College Point, NY
Posted Date
Apr 12,22
Source
Employer   

Chief Ethics and compliance officer Responsibilities Report to the General ... the General Counsel Lead the compliance team Develop strategies and lead ... will advise internal stakeholders on compliance with..

SPONSORED JOB
Location
Hauppauge, NY
Posted Date
Oct 24,22
Source
Employer   

VP compliance officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... conducting risk assessments and periodic compliance testing maintaining oversight..

 
Company
**********
Location
Bayside, NY
Posted Date
Nov 15, 2016
Info Source
Employer  - Full-Time  90  

Confidential Executive Officer for Compliance and Title IX Duties: Reporting ... contributor and resource regarding all compliance activity. Communicating policies, developing educational ... partnerships between the Chief Diversity Officer, Director..

 
Company
**********
Location
Danbury, CT
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will prepare written ... presentations, and dashboards and other compliance metrics that, with regard to ... and record management: (i) outline compliance efforts related thereto;..

 
Company
**********
Location
Levittown, NY
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Associate Compliance Officer The candidate will direct and ... direct and advise Management of compliance with applicable non-bank mortgage laws ... laws and regulations. Will conduct compliance risk assessments to..

 
Location
Hauppauge, NY
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

VP Compliance Officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... conducting risk assessments and periodic compliance testing, maintaining oversight..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

... sophisticated platform to manage their investment portfolios. We provide our clients ... management tools, research facilities and investment products at low or no ... seeks a motivated and talented..

 
Company
**********
Location
Norwalk, CT
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

 
Company
**********
Location
Stony Brook, NY
Posted Date
Aug 26, 2015
Info Source
Employer  - Full-Time  90 

Chief Compliance Officer Duties: Providing the business leadership ... management of an integrated healthcare compliance program in support of the ... and oversees an effective healthcare compliance program intended to..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... variety of product..

 
Company
**********
Location
Great Neck, NY
Posted Date
May 12, 2017
Info Source
Employer  - Full-Time  90  

Regulatory Compliance Director & Privacy Officer Duties: Plans, organizes and provides ... oversight and accountability for Corporate Compliance activities for assigned region. Acts ... for assigned region. Acts as Compliance..

 
Company
**********
Location
College Point, NY
Posted Date
Oct 26, 2022
Info Source
Employer  - Full-Time  90  

Chief Ethics and Compliance Officer Responsibilities: Report to the General ... the General Counsel. Lead the compliance team. Develop strategies and lead ... will advise internal stakeholders on compliance with..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... looking for a motivated, financial services professional with in-depth knowledge of ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... federal regulations pertaining to Registered Investment Advisors and Commodity Trading Advisors. ... regulations is preferred. Responsibilities:..

Narrow Your Search Results — Try Advanced Search

Search All Stamford Compliance Officer Chase Investment Services Jobs

EmploymentCrossing provides an excellent service. I have recommended the website to many people..
Laurie H - Dallas, TX
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
EmploymentCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
EmploymentCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2024 EmploymentCrossing - All rights reserved. 168 192