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General Counsel Duties: Advise the President, the Company’s Chief Compliance Officer and the organization’s leadership on a wide variety of material issues. Identify business and legal risks, with a goal of ..
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Director & Assistant General Counsel—Corp Governance & Shareholder Services Duties: Independently, coordinates, prepares and oversees filing of a broad array of disclosure documents, including Forms 10-K, 10-Q and 8-K, Section 16 ..
... and management with existing corporate compliance, auditing, EHS and related roles ... to ensure culture of environmental compliance and stewardship Develop data management ... sustainability program implementation and reporting..
Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..