Compliance Officer Jobs in Greenwich

Senior Manager - Regulatory Compliance (Asset Management) The candidate will work with Hedge Fund and Private Equity clients to understand their business activities that are subject to the Investment Advisers Act ..

Associate Compliance Officer The candidate will direct and ... direct and advise Management of compliance with applicable non-bank mortgage laws ... laws and regulations. Will conduct compliance risk assessments to..

Executive Privacy and Security Compliance Officer (Executive Network Compliance Officer Level II) 120000 Duties: With ... with the CCO and other Compliance Officers, identify risk factors for ... development of..

... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..

Compliance Advisor Manager The candidate will ... department training, as appropriate. Providing compliance advice on complex projects. Providing ... identified issues and events for compliance impacts. Provide effective challenge and..

Tax: Global Compliance and Reporting: Seasonal: Manager Duties: The candidate will be supporting client engagements by coordinating day-to-day interactions with clients, reviewing staff work product, driving delivery of services to meet ..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

Senior Manager, Governance, Risk and Compliance Duties: The candidate delivers GRC, General Data Protection Regulation (GDPR), California Consumer Privacy Act (CCPA), information governance, records management and other related services to global ..

Senior Manager, Governance, Risk and Compliance Duties: The candidate delivers GRC, General Data Protection Regulation (GDPR), California Consumer Privacy Act (CCPA), information governance, records management and other related services to global ..

Experienced Manager Governance, Risk and Compliance Duties: Understand client needs to develop project plans, and resource plans, establish reporting and metrics, and provide the client with regular updates. Manages day-to-day project ..

Chief Ethics and Compliance Officer Responsibilities: Report to the General ... the General Counsel. Lead the compliance team. Develop strategies and lead ... will advise internal stakeholders on compliance with..

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

Senior Manager, Governance, Risk and Compliance Duties: The candidate delivers GRC, General Data Protection Regulation (GDPR), California Consumer Privacy Act (CCPA), information governance, records management and other related services to global ..

General Counsel and Chief Compliance Officer, and Secretary of the Board of Trustees Duties: Encompasses responsibility for, and oversight of, all legal affairs and compliance matters for all campuses of the ..

Experienced Manager Governance, Risk and Compliance Duties: Understand client needs to develop project plans, and resource plans, establish reporting and metrics, and provide the client with regular updates. Manages day-to-day project ..

Manager- Compliance Advisory The candidate will deliver ... deliver quality results, providing sound compliance advice to the business as ... and balance risk when providing compliance advice to the business...

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Regulatory Compliance Director & Privacy Officer Duties: Plans, organizes and provides ... oversight and accountability for Corporate Compliance activities for assigned region. Acts ... for assigned region. Acts as Compliance..

Compliance Manager, Human Resources and Legal The candidate will be an asset to members of the Human Resources (HR) and Legal Departments, by providing a variety of support, guidance, and reporting ..

Tax: Global Compliance and Reporting: Senior Manager: East Region: Seasonal Duties: The candidate will spend time supporting client engagements by serving as a key point of contact, reviewing client deliverables, driving ..