Compliance Officer Jobs

Compliance Officer The candidate will work under ... direction of the Chief Executive Officer and oversee the Agency’s overall ... and oversee the Agency’s overall Compliance Program. As the Compliance..

Import and Export Controls Compliance Officer Duties: Reporting to the Vice ... Vice President and Chief Global Compliance Officer, the Import/Export Controls Compliance Officer serves as the principal administrative .....

Chief Compliance Officer Responsibilities: Provides legal counsel to ... range of issues. The Chief Compliance Officer has ultimate compliance accountabilities, and reports to the ... University, and advises them concerning..

Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide ..

Senior Group Manager – Technology Compliance The candidate reporting in to ... Head of Enterprise Wide Functions Compliance, which encompasses oversight functions for ... shape BNY Mellon’s new technology compliance..

Equities Compliance And Operational Risk Officer The candidate will act as ... candidate will act as a compliance subject-matter expert for the FX, ... advise complex business units regarding compliance,..

Compliance Product Officer - Fair Lending Data Scientist ... will serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include..

WHS Governance and Compliance Manager The candidate will be responsible for leading a team that interacts with safety and health regulatory agencies. Subject matter expertise in all aspects of regulatory interactions ..

WHS Governance and Compliance Manager The candidate will be responsible for leading a team that interacts with safety and health regulatory agencies. Subject matter expertise in all aspects of regulatory interactions ..

NA WHS Senior Governance and Compliance Manager The candidate will lead a team that interacts with safety and health regulatory agencies. Will engage, collaborate and partner with technical subject matter experts ..

Senior Compliance Officer - U.S. Markets Advisory Duties: ... relevant policies and procedures. Provide regulatory/compliance training. Assist the business on ... Perform testing and monitoring of compliance with firm policies..

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

Security Based Swap Dealer Compliance Officer Duties: Responsible for compliance and regulatory matters relating to ... the BNS Swap Dealer Chief Compliance Officer in the implementation of and ... as..

Import and Export Controls Compliance Officer The candidate will report to ... report to the University's Chief Compliance Officer. Will serve as the principal ... and Trade Sanction regulations (Export..

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

Sr. Group Mgr., Compliance, Head Of Ethics, Culture & Conduct The candidate will Direct the organization’s programs and initiatives related to various ethics, conduct and cultural matters. This includes,: Code of ..

Manager, Forensics Regulatory and Compliance- HCLS The candidate will execute process transformation, measurable improved operational performance, and organizational restructuring in areas such as assessments, audit and monitoring, investigations, reviews and ongoing ..

Equities Compliance And Operational Risk Officer The candidate will act as ... candidate will act as a compliance subject-matter expert for the FX, ... advise complex business units regarding compliance,..

Corporate Compliance Officer Duties: Develop an understanding of ... required components of a Corporate Compliance Program and their integration. Work ... newly designed controls and corporate compliance policies around conflicts..

Health Plan Compliance Officer The candidate will serve as ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Chief Compliance Officer The candidate will be responsible ... will be responsible for: Lead compliance organization, providing guidance and support ... management, Board of Directors, and compliance team. For both..

Import and Export Controls Compliance Officer Duties: Reporting to the University’s ... Reporting to the University’s Chief Compliance Officer, serves as the principal administrative ... and Trade Sanction regulations (Export..