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48

Compliance Officer Jobs in North Carolina





Job info
 
Company
**********
Location
Greenville, NC
Posted Date
Jan 21, 2015
Info Source
Employer  - Full-Time  90  

Title IX Compliance Officer Duties: Directs an institutional comprehensive ... Duties: Directs an institutional comprehensive compliance program by assessing institutional Title ... by assessing institutional Title IX compliance, developing initiatives,..

 
Company
**********
Location
Buies Creek, NC
Posted Date
Jul 14, 2015
Info Source
Employer  - Full-Time  90  

Title IX/504 Coordinator and Equity Compliance Officer Duties: Ensuring that the university is compliant with all requirements under Title IX of the Federal Education Amendments of 1972, and other laws prohibiting ..

 
Company
**********
Location
Raleigh, NC
Posted Date
Aug 06, 2015
Info Source
Employer  - Full-Time  90  

University Compliance Manager Duties: Work dispensing general ... Manager Duties: Work dispensing general compliance and preventative risk advice, maintain ... preventative risk advice, maintain a compliance calendar or utilize existing..

 
Company
**********
Location
Boone, NC
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer Duties: Oversees the System’s compliance, risk, and privacy programs. Continuously ... and identifies possible areas of compliance vulnerability and risk. Assists with ... and procedures for the..

 
Location
Davidson, NC
Posted Date
Apr 23, 2019
Info Source
Employer  - Full-Time  90  

... IX Coordinator/Section 504 Coordinator and Compliance Officer The candidate will maintain awareness ... federal and state regulations and compliance standards related to accessibility and ... violence. Effectively manage cases..

 
Company
**********
Location
Charlotte, NC
Posted Date
Sep 25, 2020
Info Source
Employer  - Full-Time  90  

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..

 
Company
**********
Location
Raleigh, NC
Posted Date
Dec 11, 2022
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will oversee and ... implement all aspects of regulatory compliance program for CAPTRUST across the ... related subsidiaries. Lead the internal compliance team and oversee..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and..

 
Company
**********
Location
Cullowhee, NC
Posted Date
Mar 22, 2017
Info Source
Employer  - Full-Time  90  

Assistant General Counsel The candidate reports to the General Counsel, with dotted line reporting relationships to the Chancellor and to the Finance and Audit Committee of the Board of Trustees pertaining ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..

 
Company
**********
Location
Charlotte, NC
Posted Date
Nov 16, 2022
Info Source
Employer  - Full-Time  90  

Lead Compliance Officer – Corporate & Investment Banking ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..

 
Company
**********
Location
Charlotte, NC
Posted Date
Nov 19, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer- Surveillance and Monitoring The candidate ... Lead or assist in leading compliance initiatives necessary in implementing changes. ... and provide guidance on complex compliance actual and emerging..

 
Company
**********
Location
Greensboro, NC
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Senior Employee Benefits Compliance Officer Duties: Provide oversight and technical ... for the delivery of ERISA Compliance Services as part of a ... their external Clients. Provide specialized compliance analysis,..

 
Company
**********
Location
Charlotte, NC
Posted Date
Nov 27, 2022
Info Source
Employer  - Full-Time  90  

Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 05, 2022
Info Source
Employer  - Full-Time  90  

Sr. Export Compliance Officer The candidate will be responding ... updating, and implementing comprehensive export compliance procedures and forms to drive ... to drive the Company’s overall compliance with export..

 
Company
**********
Location
Charlotte, NC
Posted Date
Nov 09, 2022
Info Source
Employer  - Full-Time  90  

Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Maintain compliance risk expertise and consulting for ... standards and programs to drive compliance..

 
Company
**********
Location
Charlotte, NC
Posted Date
Nov 23, 2022
Info Source
Employer  - Full-Time  90  

Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..

 
Company
Location
Charlotte, NC
Posted Date
Nov 19, 2022
Info Source
Employer  - Full-Time  90  

Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..

 
Company
Location
Charlotte, NC
Posted Date
Nov 19, 2022
Info Source
Employer  - Full-Time  90  

Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 12, 2022
Info Source
Employer  - Full-Time  90  

Experienced Manager Governance, Risk and Compliance Duties: Understand client needs to develop project plans, and resource plans, establish reporting and metrics, and provide the client with regular updates. Manages day-to-day project ..

 
Company
**********
Location
Raleigh, NC
Posted Date
Dec 12, 2022
Info Source
Employer  - Full-Time  90  

Experienced Manager Governance, Risk and Compliance Duties: Understand client needs to develop project plans, and resource plans, establish reporting and metrics, and provide the client with regular updates. Manages day-to-day project ..

 
Company
**********
Location
Cullowhee, NC
Posted Date
Mar 31, 2017
Info Source
Employer  - Full-Time  90 

Assistant General Counsel/Chief Compliance Officer Duties: Reports to the General Counsel, with dotted line reporting relationships to the Chancellor and to the Finance and Audit Committee of the Board of Trustees ..

 
Location
Charlotte, NC
Posted Date
Nov 08, 2022
Info Source
Employer  - Full-Time  90  

Deputy Chief Compliance Officer – Retail RIA The candidate ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all..

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