Compliance Officer Jobs in Rhode Island

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

Senior Manager, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting services ..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

Compliance Senior Manager The candidate will ... managing regulatory risk and ensuring compliance with regulatory requirements. Central coordination ... programs including Regulatory Change Management, Compliance, and Legal/Regulatory Relations. Proactively oversee..

Compliance Senior Manager The candidate will ... managing regulatory risk and ensuring compliance with regulatory requirements. Central coordination ... programs including Regulatory Change Management, Compliance, and Legal/Regulatory Relations. Proactively oversee..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..