Compliance Officer Jobs

Senior Manager, Compliance Duties: Identify and advise Business ... Identify and advise Business Segments, Compliance department, and Company executives on ... Company executives on energy regulatory compliance requirements, focusing on..

Chief Compliance Officer- Office of Compliance The candidate will be serving ... the focal point for University-wide compliance and privacy and ethics activities. ... Code of Conduct and applicable compliance..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Global Accounting and Compliance Manager The candidate will oversee the firm’s compliance with local and global accounting policies and procedures, including the successful completion of the annual global year-end audits of ..

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

Experienced Manager Governance, Risk and Compliance Duties: Understand client needs to develop project plans, and resource plans, establish reporting and metrics, and provide the client with regular updates. Manages day-to-day project ..

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

Analyst (Case Manager), Compliance Duties: Responsible for ensuring that ... that the District is in compliance with the (Blackman) Jones Consent ... actions or plans to support compliance activities. Investigates..

Forensic and Integrity Services - Investigations and Compliance Federal GPS Senior Manager Duties: Managing the key components of a portfolio of forensic projects, including strategy, planning and execution. Developing long-term relationships ..

Chief Compliance Officer - Legal Duties: Ensuring all ... of the organization are in compliance with applicable laws and regulations ... implementing, maintaining, and assessing the Compliance Program and associated..

Global Export Compliance Manager The candidate will act ... the EAR, ITAR, and OFAC compliance. Will guide OpCo Trade Compliance global team members in their ... team members in their..

Director, Federal Compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand, capabilities, and offerings. Training internal stakeholders of government programs, ..

Senior Manager, Governance, Risk and Compliance Duties: The candidate delivers GRC, General Data Protection Regulation (GDPR), California Consumer Privacy Act (CCPA), information governance, records management and other related services to global ..

Forensic And Integrity Services - Investigations And Compliance Manager Responsibilities: Working with the client's legal counsel, internal audit and compliance departments investigating complex issues and developing practical solutions that address operational ..

Deputy Chief Compliance Officer The candidate responsibilities include : ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews,..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Compliance Officer, Title VII The candidate holds ... contact point for all university compliance activities, training, investigations, and reporting ... diversity programs. Serve as intake officer, manage resources, and lead/conduct..

Manager Governance, Risk & Compliance The candidate develops, implements, and monitors client privacy and data protection policies and procedures following global, national, and sector legislation. Assists commercial clients with developing and ..

... IX Coordinator and Clery Act Compliance Officer Duties: Serve as the primary ... authority for monitoring and coordinating compliance of the University with Title ... the University's progress related..