Legal and Compliance Officer The candidate will update internal control policies and procedures in order to track regulatory requirements. Undertake regular compliance monitoring reviews. Research on all necessary legal and statutory ..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance officer The candidate will supporting the ... candidate will supporting the Local Compliance Officer in managing the relation with ... external auditors; Supporting the Local Compliance Officer in managing..

... initiatives and programs to ensure compliance of Sarbanes-Oxley requirements in Asia ... reports and etc.)Manage Asia SOX compliance reporting and related documentation (e.g. ... system implementations, process enhancement and..

Senior Business Compliance Manager ( Business Risk and ... on regulatory irregularities and potential compliance risk. Formulate, evaluate and roll-out ... Manage and enhance an effective compliance and control infrastructure,..

Compliance Manager The candidate will drive ... ongoing oversight of the Club’s Compliance Framework across the Club’s business ... the key legal and regulatory compliance subject matters:anti-money laundering, anti-bribery, fire..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Assistant Manager, Compliance The candidate will assist in ... candidate will assist in implementing compliance programs for AIAT in order ... to ensure effective monitoring of compliance with relevant regulatory..

Compliance Manager - Regulatory Advising The ... Involve in handling internal business compliance enquiries in relation to type ... ensure the Group is in compliance with the law, rules and..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Business Compliance Manager The candidate will be ... regular operations risk management and compliance monitoring program on risky areas ... Business on operational risk management, compliance and regulatory issues. Analyze..

Senior Business Compliance Manager ( Business Risk and ... control checking, alerts and potential compliance risks in relation to personal ... Manage and enhance an effective compliance and control infrastructure,..

Compliance Officer, Transaction Monitoring – Legal & Compliance The candidate will conduct investigation on alerts generated from filtering system and internal escalation by business and support units. Prepare suspicious transaction reports ..

GM Compliance Officer The candidate should have 8+ ... candidate should have 8+ years’ compliance experience in a global investment ... independently manage responses to regulatory compliance issues/queries, experience with..

Senior Compliance Manager / Compliance Manager - Compliance Division The candidate will be ... be responsible for: Participate in compliance risk assessments, reporting, reviews and ... to business units regarding..

Asset Management Compliance Officer The candidate will provide general ... distribution in APAC and ensure compliance with the relevant rules and ... APAC. Coordinate with Global AM compliance teams, Core..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Manager - Global Market Compliance The candidate will be responsible ... will be responsible for: Provide compliance advice and solutions to equities ... regulatory requirements. Assist to implement compliance..

Equities Compliance Officer - Vice President The candidate ... candidate serves as an Equities compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include..