Compliance Officer Nonprofit Jobs in Norwalk

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

... Counsel and Chief Data Protection Officer, providing legal support for organization’s ... internal teams including Communications, Contractual Compliance, Engineering & IT, Global Domains ... policies and procedures. Ensure Organization..

Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as the ... and maintenance of the new Compliance program..

12/27/2022 Compliance Monitoring Officer (hybrid/remote) Conduct compliance monitoring and assessment activities to review ongoing performance of processes and controls, and to assess these and other activities for compliance with law, rules, ..

Chief Compliance Officer Responsibilities : The candidate will ... direction and leadership of the compliance program, including general compliance, privacy and information security. Will ... oversee an integrated, enterprise wide..

VP-Compliance Liaison Officer The candidate will keep current ... on regulations as requested by Compliance Dept. Review and respond to ... monitoring reports issued by the Compliance Dept. Assist in..

Senior Compliance Officer Duties: Support the development and ... implementation of the investment adviser compliance program, working closely with members ... closely with members of the Compliance Department globally to..

Senior Compliance Officer The candidate will be responsible ... involve managing a team of compliance professionals and assisting with the ... procedures as well as other compliance-related documents, communications, and..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

Litigation Director Duties: Lead all active and potential litigation cases, guiding litigation strategy and ensuring high quality of litigation-related work-product, and oversee case-related expenses and awards. Active participation in the decision-making ..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

... disaster recovery initiatives and manage Compliance Department liaisons with business units. ... business units. Supports the Chief Compliance Officer in development of strategic plans ... strategic plans for improvement..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

Chief Compliance Officer The candidate will create, execute, ... and oversee a Trust regulatory compliance program for a financial services ... services and to ensure full compliance with the requirements..

Chief Compliance Officer Duties: Reporting to the Vice ... direction and leadership of the compliance program for the Health System ... School of Medicine, including general compliance, privacy and information..

... Serve as the Export Control Officer for the the firm Corporation. ... and work with the Contracts Officer on complex business transactions in ... firm conducts its business in..

... corporate governance and tax issues, Compliance with applicable non-profit tax requirements, ... collaboration with the Ethics and Compliance Officer and Ethics & Compliance Committee, design and implement high-quality, .....

Chief Compliance Officer The candidate will lead and ... and manage the firm's global compliance program including regulatory affairs. Serve ... overall strategic vision for the compliance functional areas. Will..

Deputy Compliance Officer The candidate will direct the ... of the Hospital and Professional Compliance Program. Manage overall Hospital and ... Manage overall Hospital and Professional compliance staff members. Will..

... responsible for supporting the Bank’s compliance monitoring program. The Compliance Monitoring Officer monitors changes in applicable laws ... applicable laws and regulations, performs compliance reviews and generates reports to..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..