Compliance Officer Registration Licensing Jobs in New Jersey

Senior Compliance Officer - Healthcare Duties: Manage the ... day-to-day operation of the healthcare compliance program within specified units. Assist ... the coordination and evaluation of compliance efforts related to..

Compl Testing Sr Officer II-Global Compliance Testing Prudential Testing- Director The ... will be responsible for assessing compliance risks and controls implemented by ... implementation, and execution of the compliance..

Institutional Compliance Officer, Research The candidate will establish ... will establish an effective research compliance program for the university in ... seven elements of an effective compliance program pursuant to..

Chief Compliance Officer The candidate will be responsible ... responsible for overseeing and managing compliance within the University to ensure ... and designing and stewarding effective compliance strategies, structures, and..

Business Ethics Compliance Officer The candidate will create awareness ... about the importance of BE compliance; work collaboratively with business unit ... unit to determine risk level, compliance maturity, and..

:text,ActualValueFromSolar:null},{QuestionName:Recruiter,AnswerValue:Myriam Holguin,VerityZone:recruiterid,QuestionType:Multi-Select,ActualValueFromSolar:null},{QuestionName:Opportunity Overview,AnswerValue:u003cbu003eIf you’re looking for a challenging and rewarding career,u003c/bu003eu0026nbsp;the Associate Financial Advisor role at Edward Jones may be the right opportunity for you. With the same licensing as our ..

Senior Compliance Officer, Healthcare The candidate will essentially ... day-to-day operation of the healthcare compliance program within specified units at ... seven elements of an effective compliance program have been..

Part-time Compliance Officer (Temporary) The candidate reports to ... and provides employee training on compliance related topics, policies, procedures. Develops ... to employees. Maintains documentation of compliance activities, including Hot..

Vice President, AML Compliance Risk Management (ACRM) Officer – NAM Banking, Capital Markets and Advisory Duties: Execute and implement firm-wide AML risk management policy and strategic processes. Maintain AML compliance program ..

Compliance Product Officer - TTS Cash NAM ICRM ... Treasury and Trade Solutions (TTS) compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include..

Chief Compliance Officer Duties: Overseeing and managing compliance within the University to ensure ... and designing and stewarding effective compliance strategies, structures, and processes. Serves ... processes. Serves as the..

General Counsel and Chief Compliance Officer, and Secretary of the Board of Trustees Duties: Encompasses responsibility for, and oversight of, all legal affairs and compliance matters for all campuses of the ..

Chief Compliance Officer The candidate oversees the corporate ... The candidate oversees the corporate compliance program for Hospital, providing guidance ... and maintaining systems that ensure compliance with Hospital's internal..

Compl Product Sr Officer I TTS and CCB O&T ... TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible ... developing, delivering and maintaining best-in-class Compliance, programs,..

US General Counsel & Chief Compliance Officer The candidate will manage and ... a team of legal and compliance professionals and will be responsible ... the firm’s global legal and..

... emergency operations systems to assure compliance with DOE orders and PPPL ... Perform role of on-scene Safety Officer during critical incidents and exercises. ... in order to meet/or exceed..

Chief Compliance Officer Responsibilities: Oversees the corporate compliance program for University Hospital, providing guidance to the Board of Directors, Hospital management, and staff. Building and maintaining systems that ensure compliance with ..

Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide coverage ... needed). Serve as additional regulatory compliance contact for the CFTC and ... Business Lines and Functions on registration..

Regulation W Compliance Officer The candidate duties will include: ... of the CUSO Banking Regulatory Compliance Regulation W framework, including risk ... and monitoring, and training; Conduct compliance oversight reviews..

... family (Series) 1169 Internal Revenue Officer Supervisory status No Security clearance ... fraud referrals for quality and compliance with IRM as well as ... for the overall rating identified...

Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as and ... regulatory reporting (as needed). Regulatory compliance contact for the CFTC, NFA ... advisor within GBR for the..

Compliance FMV/Analyst Officer - Compliance The candidate will manage compliance activities under the direction of ... of the System s Chief Compliance Officer or her designee. A critical ... includes..

Swap Dealer Compliance Officer The candidate will manage swap ... candidate will manage swap dealer compliance program including assessing and updating ... new business activities. Overseeing the compliance framework for..