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Chief compliance officer The candidate will develop and ... classify remediate and track enterprise risk evaluate and counsel on change ... conduct Maintain high-level oversight of compliance and risk management..
Chief Ethics and compliance officer Responsibilities Report to the General ... the General Counsel Lead the compliance team Develop strategies and lead ... will advise internal stakeholders on compliance with..
VP compliance officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... performing annual reviews thereon conducting risk assessments and periodic..
Health Plan Compliance Officer The candidate will serve as ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..
Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..
Compliance Officer HFS for Asset Management The ... and control to the business' compliance risk-taking and risk assessments; assisting in the administration, ... maintenance, and improvement of the compliance policies,..
Senior Compliance Officer, Conflicts of Interest Duties: Assist ... for the conflicts of interest risk area with the management of ... guidance and training to Local Compliance Officers, risk assessment..
Executive Privacy and Security Compliance Officer (Executive Network Compliance Officer Level II) 120000 Duties: With ... CCO, participate in coordinating HIPM risk analyses and security assessments for ... with the..
Senior Compliance Officer - Regulatory The candidate will ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and strategic direction..
... and commodities, and experience with compliance, internal controls and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to: Provide compliance coverage for..
... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..
Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..
Associate Compliance Officer The candidate will direct and ... direct and advise Management of compliance with applicable non-bank mortgage laws ... laws and regulations. Will conduct compliance risk assessments to..
Chief Ethics and Compliance Officer Responsibilities: Report to the General ... the General Counsel. Lead the compliance team. Develop strategies and lead ... will advise internal stakeholders on compliance with..
Corporate Compliance Officer Duties: Develop and implement the ... Develop and implement the organization’s Compliance Program including developing, implementing and ... risks, receiving, evaluating and investigating compliance-related complaints, concerns and..
VP Compliance Officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... performing annual reviews thereon, conducting risk assessments and periodic..
Senior Compliance Officer - U.S. Markets Advisory Duties: ... relevant policies and procedures. Provide regulatory/compliance training. Assist the business on ... Perform testing and monitoring of compliance with firm policies..
... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..
Chief Compliance Officer The candidate will develop and ... classify, remediate and track enterprise risk. evaluate and counsel on change ... conduct. Maintain high-level oversight of compliance and risk management..
Chief Compliance Officer The candidate will serve as ... will serve as the primary Compliance Team resource for BHS, the ... be responsible for the BHS Compliance control structure. Will..
Bank Trust Compliance Officer The candidate oversees the firm's ... The candidate oversees the firm's compliance function, as well as playing ... a principal role in enterprise risk management under..
Corp Legal - Chief Compliance Officer RESPONSIBILITIES: Oversee and continue the ... and continue the development of compliance risk assessments, with an emphasis on ... the scope and rigor of..
... clients with advantageous execution prices, risk and portfolio management tools, research ... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s..
Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..