Compliance Officer Risk Management Jobs in Glen Cove

SVP, Enterprise Risk Management - Regulatory Risk Senior Officer The candidate handles staff management issues, including resource management and allocation of work within ... work within the team/project. Provides risk..

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

... and commodities, and experience with compliance, internal controls and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to: Provide compliance coverage for..

Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..

Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

SVP Compliance Product Senior Officer 1 - NAM Global Functions ... ICRM Finance Treasury Liquidity/Interest Rate Risk The candidate will be serving ... serving as a senior function/business/product compliance risk..

Compliance Risk Management Senior Officer II- Controls Duties: Provide strategic ... Trouble-shoot and problem-solve emerging ICRM management challenges and issues through to ... delivery and maintenance of best-in-class Compliance, programs,..

Associate Compliance Officer The candidate will direct and ... candidate will direct and advise Management of compliance with applicable non-bank mortgage laws ... laws and regulations. Will conduct compliance risk..

Chief Compliance Officer The candidate will serve as ... will serve as the primary Compliance Team resource for BHS, the ... be responsible for the BHS Compliance control structure. Will..

Chief Compliance Officer The candidate administers a formal ... The candidate administers a formal compliance program, including updating procedures for ... including updating procedures for enterprise compliance strategy, structure and..

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

Senior Compliance Officer - Regulatory The candidate will ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and strategic direction..

Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Bank Trust Compliance Officer The candidate oversees the firm's ... The candidate oversees the firm's compliance function, as well as playing ... a principal role in enterprise risk management under..

Compliance Risk Management Senior Officer, SVP The candidate serves as ... candidate serves as a senior officer for the enterprise-wide policy framework ... deliver a policy governance and risk management..

Executive Privacy and Security Compliance Officer (Executive Network Compliance Officer Level II) 120000 Duties: With ... CCO, participate in coordinating HIPM risk analyses and security assessments for ... with the..

Chief Compliance Officer - Capital Markets The candidate ... and refinement of a comprehensive compliance program. Work with Compliance teams globally and as well ... effort throughout the organization. Coordinate..

Compliance Officer HFS for Asset Management The candidate will be responsible ... and control to the business' compliance risk-taking and risk assessments; assisting in the administration, ... maintenance, and improvement..

Chief Compliance Officer The candidate will develop and ... classify, remediate and track enterprise risk. evaluate and counsel on change ... evaluate and counsel on change management associated with remediation...

Compliance Product Senior Officer I - Global CCB Commercial ... Bank Global Lending and US compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... and..

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

... clients with advantageous execution prices, risk and portfolio management tools, research facilities and investment ... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will..

Corp Legal - Chief Compliance Officer RESPONSIBILITIES: Oversee and continue the ... and continue the development of compliance risk assessments, with an emphasis on ... the scope and rigor of..