Legal and Compliance Officer The candidate will update internal control policies and procedures in order to track regulatory requirements. Undertake regular compliance monitoring reviews. Research on all necessary legal and statutory ..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

GM Compliance Officer The candidate should have 8+ ... candidate should have 8+ years’ compliance experience in a global investment ... independently manage responses to regulatory compliance issues/queries, experience with..

Senior Vice President - BCMA Compliance Product Sr Officer The candidate will be designing, ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... subject matter expert..

Asset Management Compliance Officer The candidate will provide general ... distribution in APAC and ensure compliance with the relevant rules and ... APAC. Coordinate with Global AM compliance teams, Core..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Senior Officer / Officer (investment Risk And Compliance) The candidate will perform duties ... and enhancement of risk and compliance framework, policies and procedures in ... in Investment Management Department...

Equities Compliance Officer - Vice President The candidate ... candidate serves as an Equities compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include..

Compliance Due Diligence Officer, APAC Compliance Operations Duties: Focus on the ... development of the Financial Crime Compliance Program across Private Banking division especially around the area ... regulatory requirements..

Compliance Officer, Transaction Monitoring – Legal & ... Transaction Monitoring – Legal & Compliance The candidate will conduct investigation ... 3 years’ working experience in banking, with relevant exposure to..

Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..

Compliance officer The candidate will supporting the ... candidate will supporting the Local Compliance Officer in managing the relation with ... external auditors; Supporting the Local Compliance Officer in managing..