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Deputy Chief compliance Officer The candidate responsibilities include ... include Assisting Interactive Advisors Chief compliance Officer to ensure Interactive Advisors ... but not limited to annual compliance reviews advertising material..
Chief compliance and Privacy Officer Duties Oversee ... s including four insurance companies compliance with relevant laws regulations and ... geographic jurisdictions Lead the Corporate compliance team in the ongoing..
Director Federal compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand capabilities and offerings Training internal stakeholders of government programs ..
Senior Compliance Manager, Federal Duties: Maintains thorough ... of a federal government contracting compliance programs as required by the ... by the FAR/DFARS.Supports the Local Compliance Officer in the development..
... supervision of the Director of Compliance, the analyst will manage, develop, ... and overall operations to ensure compliance with federal and state laws ... other personnel to ensure that..
Director, Federal Compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand, capabilities, and offerings. Training internal stakeholders of government programs, ..
Title IX Coordinator and Clery Act Compliance Officer Duties: Serve as the primary authority for monitoring and coordinating compliance of the University with Title IX of the Education Amendments of 1972, ..
What You Will Do: Compliance Analyst Full Time, M-F Linthicum, ... UMMS is currently seeking a Compliance Analyst at our corporate office ... supervision of the Director of Compliance, the..
Compliance Officer, Title VII The candidate holds primary responsibility for developing and implementing university-wide policies, programs, and procedures with respect to Equal Employment Opportunity (Title VII), campus equity and diversity programs, ..
... Counsel and Chief Ethics & Compliance Officer RESPONSIBILITIES: Provides a single ... of the organization’s ethics & compliance program. Establishes compliance training priorities, develops, and coordinates ... efficiently. Chairs..
ADA Compliance Officer The candidate will provide ... Americans with Disabilities Act (ADA) Compliance Program for faculty, staff, and ... all ADA issues, help ensure compliance with the ADA and..
... Counsel and Chief Ethics & Compliance Officer DUTIES: Provides a single ... of the organization’s ethics & compliance program. Establishes compliance training priorities, develops, and coordinates ... efficiently. Chairs..
Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..
Wealth Management Compliance Policies And Training Officer The candidate will be responsible for: Analyzing new and updated federal and state laws, regulations, guidance and enforcement actions and determining relevance to the ..
Director of Compliance Operations and Business Conduct The ... the direction of the Chief Compliance Officer, manage the Firm’s internal ... Officer, manage the Firm’s internal compliance and business conduct..
Senior Compliance Officer, Conflicts of Interest Duties: ... guidance and training to Local Compliance Officers, risk assessment reviews, and development ... efforts with Regional and Local Compliance Officers. Continually assess..
Deputy Chief Compliance Officer The candidate responsibilities include ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors ... but not limited to annual compliance reviews, advertising material..
Chief Compliance Officer- Office of Compliance The candidate will be serving ... the focal point for University-wide compliance and privacy and ethics activities. ... Code of Conduct and applicable compliance..
Federal Compliance Officer Duties: Review on annual ... the purview of the Federal Compliance Officer. Responsible for the investigations ... its employees and is in compliance with all applicable non-discrimination..
Compliance Counsel (Director) Duties: The candidate ... of the law relating to compliance to support the Global Compliance Officer, the GBA Compliance Officers and country Compliance Officers, the Enabling Functions,..
Chief Compliance Officer - Legal Duties: Ensuring ... of the organization are in compliance with applicable laws and regulations ... implementing, maintaining, and assessing the Compliance Program and associated policies..
Chief Compliance Officer and Senior Associate General ... Oversees and manages the University's compliance function and compliance risk management, and is an ... collaborative manner with other established compliance functions..
FPI Corporate Compliance Officer The candidate will be ... overall direction of the FPI compliance program in support of the ... conducts all its activities in compliance with all regulations...
Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as ... and maintenance of the new Compliance program required..
... Do: General Summary Supports the Compliance Program and is committed to ... the operation of an effective compliance program. Works under general direction ... to policies and procedures in..