Compliance Officers Jobs in Monterey Park

Chief Compliance Officer Duties: Reporting to the ... direction and leadership of the compliance program for the Health System ... School of Medicine, including general compliance, privacy and information security...

Chief Compliance Officer Responsibilities : The candidate ... direction and leadership of the compliance program, including general compliance, privacy and information security. Will ... oversee an integrated, enterprise wide compliance..

Deputy Compliance Officer The candidate will direct ... of the Hospital and Professional Compliance Program. Manage overall Hospital and ... Manage overall Hospital and Professional compliance staff members. Will act..

Chief Compliance Officer The candidate will create, ... and oversee a Trust regulatory compliance program for a financial services ... services and to ensure full compliance with the requirements of..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

... responsible for supporting the Bank’s compliance monitoring program. The Compliance Monitoring Officer monitors changes in ... applicable laws and regulations, performs compliance reviews and generates reports to ... and..

12/29/2022 Supports the Compliance Officer in the execution of ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies and..

Assistant Director, Institutional Compliance Duties: Direct support of the ... the Vice President, Ethics and Compliance and Chief Compliance Officer in the development of ... the development of the institutional..

Assistant Vice President, Institutional Compliance Duties: Direct support of the ... the Vice President, Ethics and Compliance and Chief Compliance Officer in the development of ... the development of the..

VP of Legal and Compliance The candidate will serve as ... exposure to broker/dealer FINRA regulatory compliance. Draft and maintain template legal ... point of contact with company's Compliance service..

Compliance Investigations Manager Duties: Responsible for ... the UCLA Health Office of Compliance Services Investigations Program. In this ... incidents from re-occurring. Will investigate compliance related allegations reported through the..

Compliance Senior Director The candidate will ... reporting directly to the Chief Compliance and Privacy Officer (CCPO) of ... University Health, the Senior Director, Compliance will be responsible for exercising..

Senior Compliance Officer Duties: Support the development and implementation of the investment adviser compliance program, working closely with members of the Compliance Department globally to drive enhancement and ensure consistency globally. ..

12/27/2022 Compliance Monitoring Officer (hybrid/remote) Conduct compliance monitoring and assessment activities to review ongoing performance of processes and controls, and to assess these and other activities for compliance with law, rules, ..

Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as ... and maintenance of the new Compliance program required..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

Senior Compliance Officer The candidate will be ... involve managing a team of compliance professionals and assisting with the ... procedures as well as other compliance-related documents, communications, and reporting;..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

Los Angeles office of a BCG Attorney Search Top Ranked Law Firm seeks transportation, admiralty, and maritime law associate attorney with 2 years of experience as an associate attorney, legal officer, ..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

Assistant Vice President, Institutional Compliance Responsibilities: Direct support of the ... the Vice President, Ethics and Compliance and Chief Compliance Officer in the development of ... the development of the..

12/29/2022 Supports the Compliance Officer in the execution of ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies and..

Compliance Counsel (Director) Duties: The candidate ... of the law relating to compliance to support the Global Compliance Officer, the GBA Compliance Officers and country Compliance Officers, the Enabling Functions,..