Compliance Officers Jobs in Stamford

Associate Compliance Officer The candidate will direct ... direct and advise Management of compliance with applicable non-bank mortgage laws ... laws and regulations. Will conduct compliance risk assessments to determine..

Director of Hospital Compliance The candidate will assist the ... candidate will assist the Chief Compliance Officer in carrying out the ... of University Hospital and its Compliance Program. Will..

Summary Assist their assigned Retail Loan Officers in Sales, Marketing and Post-Application activities Essential Job Functions: Perform specific tasks assigned by Loan Officer including but not limited to taking applications, quoting ..

The CMO Compliance Manager will have primary responsibility ... of critical programs in the compliance office of the department of ... and MHMO programs are in compliance with the latest..

Director of Hospital Compliance Ref - 2002305 The candidate ... candidate will assist the Chief Compliance Officer in carrying out the ... University Hospital (SBUH) and its Compliance Program. The..

Description The Financial Planning & Analysis Lead analyzes and forecasts financial, economic, and other data to provide accurate and timely information for strategic and operational decisions. The Financial Planning & Analysis ..

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

Confidential Executive Officer for Compliance and Title IX Duties: Reporting ... contributor and resource regarding all compliance activity. Communicating policies, developing educational ... to Title IX and other compliance matters;..

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

Wealth Management Monitoring Marketing Review Officer The candidate will obtain a thorough understanding of the Global Monitoring Policies, Wealth Management Monitoring Procedures, WM Risk organizations' supervisory processes and the Compliance oversight ..

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

Regulatory Compliance Director & Privacy Officer Duties: ... oversight and accountability for Corporate Compliance activities for assigned region. Acts ... for assigned region. Acts as Compliance point person for assigned..

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..

Compliance Program Manager, School of Dental ... will assist the Director of Compliance for company Medicine Health Sciences ... mission and goals and its Compliance Program. The Compliance Program Manager..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

Chief Ethics and Compliance Officer Responsibilities: Report to the ... the General Counsel. Lead the compliance team. Develop strategies and lead ... will advise internal stakeholders on compliance with relevant..

We pride ourselves on building close relationships with our customers to understand their specific needs and provide tailored solutions for their business. Over the years we have grown, although our commitment ..

Chief Compliance Officer Duties: Providing the business ... management of an integrated healthcare compliance program in support of the ... and oversees an effective healthcare compliance program intended to prevent..

Chief Compliance Officer The candidate will develop ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented, monitored,..

Support Enforcement Officer II The candidate will perform advanced level professional practice of aiding in obtaining compliance with court ordered family support. Will monitor compliance with family support obligations. Research and ..

VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of ..

Senior Compliance Officer The candidate will prepare ... presentations, and dashboards and other compliance metrics that, with regard to ... and record management: (i) outline compliance efforts related thereto; and..