Compliance Policy Analyst Jobs in Dix Hills

... looking to hire a Senior Compliance Analyst at the Chicago Office. This ... Analysts will report to a Compliance Manager and will assist with ... is in line with..

... looking to hire a Senior Compliance Analyst at the Chicago Office. This ... Analysts will report to a Compliance Manager and will assist with ... is in line with..

... a full-time remote Quality Assurance Compliance Analyst who resides in New York, ... report to a Quality Assurance Compliance Manager in our Chicago Office ... is in line with..

Compliance Healthcare Consultant Duties: Draft and ... Consultant Duties: Draft and maintain compliance manuals, policies and procedures, dashboards ... and procedures, dashboards and other compliance documentation for use in client..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

... is looking to hire a Compliance Analyst at the Chicago or Greenwich ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will be to: ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps..

... is looking for an experienced Compliance Analyst with 5 years of experience ... years of experience in a compliance role, preferably in the commodities ... position is responsible for..

... is looking to hire a Compliance Analyst at the Chicago or Greenwich ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial..

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

Join the Interactive Brokers Team! Interactive Brokers Group has been consistently at the forefront of trading innovation , starting with the invention of the first floor-based handheld computer in 1983 and ..

... and providing legal counsel on compliance issues. The ideal candidate should ... counsel to clients on various compliance matters, including employee discipline and ... discharge, employee benefits, handbook and..

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and Back ... various responsibilities, including: Providing..

Job Description The Margin Analyst helps ensure regulatory compliance with the margin rules (e.g., Regulation T, FINRA rule 4210) for our US-registered broker-dealer and FCM. This position will require a highly ..

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

... is looking for an experienced Compliance Analyst with 5 years of experience ... years of experience in a compliance role, preferably in the commodities ... position is responsible for..

... for a motivated and talented compliance analyst who is familiar with U.S. ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities The Sr. Compliance Analyst –..

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be to: ... focus will be to:..

Job Code 93887 Job Description rJob Description r Analyzes, verifies, tracks and reports on automated and department processes, monitors vendor activity, compiles and, reports monthly metrics. r Job Responsibility r r ..

... hiring for a Health Solutions Analyst! Looking for that next step ... for this position include plan compliance, Request for Proposal (RFP) development, ... facilitate delivery to client; prepare..

A law firm in Garden City, NY, is seeking a Litigation Pre-Trial Attorney with over 3 years of experience and knowledge in pre-trial litigation. The role involves conducting legal research, preparing ..