Compliance Registration Jobs in Groveton

Deputy Chief Compliance Officer The candidate responsibilities include ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors ... but not limited to annual compliance reviews, advertising material..

Associate Counsel – Contracts and Compliance The Candidate will be responsible ... and local government contracting and compliance. Interact with internal stakeholders in ... state and local contracting and compliance..

Associate Counsel – Contracts and Compliance The Candidate will be responsible ... and local government contracting and compliance. Interact with internal stakeholders in ... state and local contracting and compliance..

Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine skillset with the ability to work with large-scaled operating partnership tax clients on matters that mean the ..

A law firm in Washington, DC, is seeking an experienced Investment Management Associate Attorney to join their team. The ideal candidate will have a solid background in investment management law and ..

Tax Senior - National Federal Tax Services - Partnership Compliance Group (PSG) The candidate will diversify the industry experience by working on a plethora of various industries including private equity, healthcare, ..

COMPLIANCE ANALYST III, Washington, DC ***THIS ... from DTCL to ensure appropriate compliance with registration requirements. Initiates inquiry with and ... and identifying trends associated with registration, brokering, manufacturing, exports,..

A law firm in Washington, DC is seeking a Mid-level Investment Management - Financial Institutions Associate Attorney. The candidate will have comparable law firm experience and/or experience working at the Securities ..

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

A law firm is seeking a Patent Prosecution Associate Attorney with the following qualifications:Job Overview:The Patent Prosecution Associate Attorney will be responsible for managing patent prosecution matters, conducting legal analysis, and ..

Associate General Counsel, Contracts and Compliance The candidate will assist in ... on the interpretation of, and compliance with, contractual arrangements. Assist departments, ... on 501(c)(3) and affiliated 501(c)(4) compliance..

Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) The candidate will refine skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Director, Compliance Consulting The candidate will be ... team leader for our broker-dealer compliance business. Interact with senior management ... around FINRA and SEC broker-dealer registration, ongoing compliance issues, exam..

... join us! The Team Security Compliance is seen as a critical ... critical business function at Cloudflare. Compliance certifications allow our customers to ... a member specializing in FedRAMP..

Director, Regulatory and Export Compliance Responsibilities: Manage, lead, and provide guidance and training to all staff on all export, import, and trade requirements under Export Administration Regulations (EAR) and International Traffic ..

Job Overview: A law firm is seeking an experienced International Trade Associate Attorney to provide comprehensive legal counsel on regulatory matters related to international trade. The ideal candidate will have 3-6 ..

Compliance Analyst The candidate will report to the Manager, Risk Management Compliance. Interact with the entire Risk Management Department including Business Intake Conflicts, Calendar/Court Services and Information Governance personnel. Prepare formal ..

... aspects of the formation, structuring, compliance, and ongoing management of alternative ... of fund formation, structuring, and compliance processes.Draft and review limited partnership ... Private Placement Memorandums (PPMs), ensuring..

... and to facilitate enhanced regulatory compliance standards. Responsibilities • Draft, negotiate ... the General Counsel in ensuring compliance with applicable laws, regulations, company ... in the-implementation of the organization's..

... are looking to expand the registration team of Greenwich Advisor Compliance Services, an investment advisor compliance service provider, with the addition ... of a motivated and talented compliance analyst..

... matters, fundraising regulation, political activities compliance, and general business law needs. ... finance, election laws, and lobbying registration and disclosure laws.Duties:Handle all aspects ... support regarding fundraising regulation and..

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

A law firm is seeking a Patent Agent for their office in McLean, VA. The successful candidate will play a crucial role in the firm's patent practice, working closely with partners ..