Compliance Registration Jobs in Hoboken

Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as ... regulatory reporting (as needed). Regulatory compliance contact for the CFTC, NFA ... advisor within GBR for the registration..

CCOR - Compliance Risk Management Lead (Private Bank ... will advise on regulatory and Compliance topics and coordinate Compliance coverage with CCOR colleagues globally. ... CCOR colleagues globally. Will assess..

Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide ... needed). Serve as additional regulatory compliance contact for the CFTC and ... Business Lines and Functions on registration requirements..

A law firm in New York City is seeking a Mid-level Investment Management - Financial Institutions Associate Attorney. The candidate will be responsible for counseling top-tier investment management firms on investment ..

Compliance, Swap Dealer Compliance, Vice President The candidate will ... as an escalation point for non-compliance issues and assist with managing ... issues and assist with managing non-compliance issues. Assist..

Compliance Analyst The candidate will report to the Manager, Risk Management Compliance. Interact with the entire Risk Management Department including Business Intake Conflicts, Calendar/Court Services and Information Governance personnel. Prepare formal ..

... and to facilitate enhanced regulatory compliance standards.   Responsibilities   • ... the General Counsel in ensuring compliance with applicable laws, regulations, company ... in the-implementation of the organization's..

... and to facilitate enhanced regulatory compliance standards. Responsibilities • Draft, negotiate ... the General Counsel in ensuring compliance with applicable laws, regulations, company ... in the-implementation of the organization's..

Job Overview: A law firm in New York City is seeking a skilled Patent Lawyer with at least 2 years of patent prosecution experience. The ideal candidate will have expertise in ..

... the formation, structuring, capital raising, compliance, and ongoing management of alternative ... all fund formation, structuring, and compliance aspects for alternative investment funds.Work ... offering documents, including PPMs, ensuring..

Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) The candidate will refine their skillset with the ability to work with large-scale operating partnership tax clients on matters ..

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Director, Compliance Consulting The candidate will be ... team leader for our broker-dealer compliance business. Interact with senior management ... around FINRA and SEC broker-dealer registration, ongoing compliance issues, exam..

Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) The candidate will refine skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Senior Manager, CIB & Research Compliance The candidate will operate as ... the U.S. CIB & Research Compliance Advisory team which provides compliance coverage for the Corporate & ... and..

Job Overview: A law firm is seeking a Senior Level Corporate Attorney fluent in Mandarin and English with 5+ years of experience in securities and corporate law. The ideal candidate should ..

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Newark office of our client seeks an attorney with 5 years of experience in a law firm and/or in-house legal department. The candidate will serve as a member of Investments’ legal ..

A law firm in New York City, NY, is seeking a Mid-Level Capital Markets Associate Attorney with 3-4 years of experience to join their team. The ideal candidate will be responsible ..

Job Overview:A law firm in New York City is seeking a highly qualified Biotech Technology Specialist or Patent Agent with a Ph.D. in biochemistry, molecular biology, or immunology. The successful candidate ..

A law firm is seeking an Investment Management Associate Attorney with 5-7 years of experience in investment management regulations and practices. The ideal candidate should have a strong background in the ..

A law firm is seeking a Patent Prosecution Associate Attorney with the following qualifications and attributes:Job Overview:The Patent Prosecution Associate Attorney will manage patent prosecution matters in molecular biology, immunology, genetics, ..

Managing Director, Compliance Consulting The candidate will participate ... complex issues around investment advisory registration, mock examinations, ongoing compliance issues, and reporting. Oversee the ... reporting. Oversee the drafting of..