Compliance Regulator Jobs in Glen Cove

Compliance Product Senior Director Duties: Serves ... key U.S. Retail Bank product compliance risk manager and thought leader ... and thought leader for Independent Compliance Risk Management (ICRM) responsible for..

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..

Job Overview:A law firm is seeking a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney to join their team in New York City. The ideal candidate will bring experience in ..

Compliance Specialist Duties: Participates in the ... the administration and oversight of compliance programs for all jurisdictions and ... Works with the CCO, VP Compliance, and Compliance Oversight Committee to..

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

Description Senior Compliance Professional ensures compliance with governmental requirements as they ... Medicaid State reporting. The Senior Compliance Professional work assignments involve moderately ... variable factors. Responsibilities The Senior Compliance..

Job Information Humana Compliance Lead - Remote in New ... York New York Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachusetts, Florida, Connecticut or California. This is a position with ..

... looking to hire a temporary Compliance Analyst with a strong potential ... Chicago or Greenwich Office. The Compliance Analyst work independently and quickly ... to the Financial Advisor (“FA”)..

Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachusetts, Florida, Connecticut or California. This is a position with ..

... TD has enhanced its Regulatory Compliance Management Framework (RCM) and is ... comprehensive approach to managing regulatory compliance risk. TD is also in ... new business segments into its..

Job Information Humana Compliance Professional - SeniorBridge Home Care ... Description SeniorBridge is seeking a Compliance Professional to help ensure delivery ... highest quality care by meeting compliance with company..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

Contract Administrator Lead – Contract Compliance The candidate will develop and oversees the regulatory approval process for the submission of group health insurance products with federal and state insurance regulators. Will ..

New York City office of a BCG Attorney Search Top Ranked Law Firm seeks regulatory attorney with 3-7 years of experience. The candidate should preferably have insurance or financial services experience ..

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..