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69

Compliance Regulator Jobs in Norwalk





Job info
 
Location
Pasadena, CA
Posted Date
Aug 19, 2020
Info Source
Employer  - Full-Time  90  

Compliance, Privacy And Regulatory Professional The ... and initiatives to enable organizational compliance with all applicable Federal, state, ... related) to determine gaps in compliance and determine opportunities for remediation...

 
Company
**********
Location
Pasadena, CA
Posted Date
Sep 19, 2020
Info Source
Employer  - Full-Time  90  

Professional 4, Compliance Responsibilities: Advise relevant stakeholders as ... Advise relevant stakeholders as the compliance SME on compliance requirements and solutions to mitigate ... risks with appropriate controls. Perform compliance..

 
Company
**********
Location
Garden Grove, CA
Posted Date
Sep 25, 2020
Info Source
Employer  - Full-Time  90  

Director of Compliance Responsibilities: Provide reasonable assurance to ... on existing and emerging regulatory compliance requirements across the organization. Developing ... the organization. Developing the annual compliance work plan that..

 
Company
Location
Torrance, CA
Posted Date
Mar 23, 2023
Info Source
Employer  - Full-Time  90  

Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The Senior Compliance Professional work assignments involve moderately ... variable factors. Responsibilities The Senior..

 
Company
**********
Location
Pasadena, CA
Posted Date
Nov 28, 2022
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will lead ... and manage the firm's global compliance program including regulatory affairs. Serve ... overall strategic vision for the compliance functional areas. Will identify,..

 
Company
**********
Location
Rowland Heights, CA
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90  

VP-Compliance Liaison Officer The candidate will ... on regulations as requested by Compliance Dept. Review and respond to ... monitoring reports issued by the Compliance Dept. Assist in responding to..

 
Company
**********
Location
Irvine, CA
Posted Date
Dec 04, 2022
Info Source
Employer  - Full-Time  90  

Compliance Specialist Duties: Participates in the ... the administration and oversight of compliance programs for all jurisdictions and ... Works with the CCO, VP Compliance, and Compliance Oversight Committee to..

 
Company
**********
Location
Torrance, CA
Posted Date
May 21, 2021
Info Source
Employer  - Full-Time  90  

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of ... moderate to substantial. Responsibilities The Compliance Lead develops and implements compliance policies and..

 
Company
Location
Torrance, CA
Posted Date
Mar 15, 2021
Info Source
Employer  - Full-Time  90  

Description The Senior Compliance Professional will provide guidance for ... implementation of Humana's Oklahoma Medicaid Compliance Program. He/she will serve as ... Care Organization (MCO) communications regarding compliance issues. He/she..

 
Location
Irvine, CA
Posted Date
Feb 12, 2024
Info Source
Recruiter  -  

Irvine office of a BCG Attorney Search Top Ranked Law Firm seeks regulatory attorney with 3-7 years of experience. The candidate should preferably have insurance or financial services experience supporting institutions ..

 
Company
**********
Location
Marina del Rey, CA
Posted Date
Nov 29, 2022
Info Source
Employer  - Full-Time  90  

VP of Legal and Compliance The candidate will serve as ... exposure to broker/dealer FINRA regulatory compliance. Draft and maintain template legal ... point of contact with company's Compliance service..

 
Company
**********
Location
Santa Monica, CA
Posted Date
Sep 23, 2020
Info Source
Employer  - Full-Time,Work From Home  90 

Legal & Compliance Associate Duties: Work closely with the venture investment team to close new venture capital investments. Evaluating deal documents, negotiating side letters, flagging potential investment restrictions, and coordinating the ..

 
Company
**********
Location
Torrance, CA
Posted Date
Sep 11, 2021
Info Source
Employer  - Full-Time  90  

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of ... moderate to substantial. Responsibilities The Compliance Lead develops and implements compliance policies and..

 
Location
Los Angeles, CA
Posted Date
Feb 04, 2024
Info Source
Recruiter  -  

... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with ... years of experience in handling compliance and regulatory matters. The ideal ... broker-dealers on various regulatory and..

 
Company
Location
Torrance, CA
Posted Date
May 12, 2021
Info Source
Employer  - Full-Time  90  

Description The Compliance Lead (SNP) ensures compliance with governmental requirements. The Compliance Lead works on problems of ... moderate to substantial. Responsibilities The Compliance Lead (SNP) develops and implements .....

 
Location
Los Angeles, CA
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90  

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

 
Company
Location
Torrance, CA
Posted Date
Sep 03, 2022
Info Source
Employer  - Full-Time  90  

Job Information Humana Senior Compliance Professional, Specialty Compliance in Torrance California Description The ... Torrance California Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with..

 
Company
**********
Location
Fountain Valley, CA
Posted Date
Sep 25, 2020
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will create, ... and oversee a Trust regulatory compliance program for a financial services ... services and to ensure full compliance with the requirements of..

 
Company
**********
Location
Torrance, CA
Posted Date
Aug 24, 2022
Info Source
Employer  - Full-Time  90  

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of ... & Analytics to ensure continued compliance through innovative product offerings and ... and..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Apr 07, 2023
Info Source
Employer  - Full-Time  90  

Job Information Humana Compliance Lead - Remote in Los ... Los Angeles California Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....

 
Company
**********
Location
Torrance, CA
Posted Date
Apr 17, 2023
Info Source
Employer  - Full-Time  90  

Job Information Humana Manager, Compliance - Agent Investigation Unit in ... Torrance California Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager,..

 
Company
**********
Location
Torrance, CA
Posted Date
Nov 27, 2022
Info Source
Employer  - Full-Time  90  

NABA Senior Compliance Professional Duties: The candidate will ... implementation of Humana’s Oklahoma Medicaid Compliance Program. Serve as the primary ... Care Organization (MCO) communications regarding compliance issues. Ensure that..

 
Company
**********
Location
Torrance, CA
Posted Date
Apr 07, 2023
Info Source
Employer  - Full-Time  90  

Job Information Humana Compliance Lead - Remote in Torrance ... in Torrance California Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....

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