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Compl Product Sr Officer I TTS and CCB O&T ... TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible ... developing, delivering and maintaining best-in-class Compliance, programs,..
Security Based Swap Dealer Compliance Officer Duties: Responsible for compliance and regulatory matters relating to ... the BNS Swap Dealer Chief Compliance Officer in the implementation of and ... as..
Chief Compliance Officer The candidate will be responsible ... will be responsible for: Lead compliance organization, providing guidance and support ... management, Board of Directors, and compliance team. For both..
Senior Compliance Officer - Regulatory The candidate will ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and strategic direction..
Compliance Officer HFS for Asset Management The ... and control to the business' compliance risk-taking and risk assessments; assisting ... maintenance, and improvement of the compliance policies, procedures, and processes..
Chief Compliance Officer The candidate administers a formal ... The candidate administers a formal compliance program, including updating procedures for ... including updating procedures for enterprise compliance strategy, structure and..
Corporate Compliance Officer Duties: Develop and implement the ... Develop and implement the organization’s Compliance Program including developing, implementing and ... risks, receiving, evaluating and investigating compliance-related complaints, concerns and..
Bank Trust Compliance Officer The candidate oversees the firm's ... The candidate oversees the firm's compliance function, as well as playing ... employees, reviewing and implementing the compliance program, updating..
Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide coverage ... needed). Serve as additional regulatory compliance contact for the CFTC and ... processes, reasonably designed to support compliance..
Fixed Income Compliance Officer The candidate will provide Compliance support for the Rates of Sales & Trading, fixed income components of Bank Resource Management, as well as related support functions. Communicate ..
Chief Compliance Officer - Capital Markets The candidate ... and refinement of a comprehensive compliance program. Work with Compliance teams globally and as well ... effort throughout the organization. Coordinate..
Regulation W Compliance Officer The candidate duties will include: ... of the CUSO Banking Regulatory Compliance Regulation W framework, including risk ... and monitoring, and training; Conduct compliance oversight reviews..
... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary. In this ... assist the Capital Markets/Securities and Compliance groups. Here you’ll get ... as the D&O (Director..
Compliance Officer - Deposits The candidate will ... lines of business related to compliance. Perform oversight activities and assume ... and regulations. Assist with regulatory compliance exams. Assist with corporate..
Chief Compliance Officer The candidate will serve as ... will serve as the primary Compliance Team resource for BHS, the ... be responsible for the BHS Compliance control structure. Will..
Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as and ... regulatory reporting (as needed). Regulatory compliance contact for the CFTC, NFA ... processes, reasonably designed to support..
Chief Ethics and Compliance Officer Responsibilities: Report to the General ... the General Counsel. Lead the compliance team. Develop strategies and lead ... will advise internal stakeholders on compliance with..
Corp Legal - Chief Compliance Officer RESPONSIBILITIES: Oversee and continue the ... and continue the development of compliance risk assessments, with an emphasis ... the scope and rigor of compliance..
Business Ethics Compliance Officer The candidate will create awareness ... about the importance of BE compliance; work collaboratively with business unit ... unit to determine risk level, compliance maturity, and..
Corporate Vice President, Compliance Officer The candidate will assist in ... developing, monitoring, and maintaining effective compliance policies and procedures in accordance ... Assess and test the Firm’s compliance with..
Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..
Chief Compliance Officer The candidate will develop and ... associated with remediation. Will write, review, revise and institutionalize policies to ... conduct. Maintain high-level oversight of compliance and risk management..
New York City office of a BCG Attorney Search Top Ranked Law Firm seeks senior corporate transactional attorney with 8-10 years of experience, preferably with M&A experience on the buyer and ..