Compliance Review Officer Jobs in Monterey Park

Deputy Compliance Officer The candidate will direct the ... of the Hospital and Professional Compliance Program. Manage overall Hospital and ... Manage overall Hospital and Professional compliance staff members. Will..

Assistant Director, Institutional Compliance The candidate will be responsible ... be responsible to work with compliance liaisons and partner with business ... leadership to assist in conducting compliance risk assessments,..

Assistant Director, Institutional Compliance Duties: Direct support of the ... the Vice President, Ethics and Compliance and Chief Compliance Officer in the development of the ... the development of the..

12/29/2022 Supports the Compliance Officer in the execution of the ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies..

Senior Service Officer or Lead Service Officer (Commercial Real Estate Closer) Duties ... Closer) Duties for Lead Service Officer: The candidate will be responsible ... required by credit policy, including..

Description Business Information Security Officers are at the heart of Humana’s Information Security program transformation. As Humana has grown into a thriving and diverse enterprise each Business Segment’s security needs have ..

... responsible for supporting the Bank’s compliance monitoring program. The Compliance Monitoring Officer monitors changes in applicable laws ... applicable laws and regulations, performs compliance reviews and generates reports to..

Chief Compliance Officer The candidate will create, execute, ... and oversee a Trust regulatory compliance program for a financial services ... services and to ensure full compliance with the requirements..

Senior Trust Officer (Senior Fiduciary Specialist) - Personal ... Perform fiduciary duties as an officer of the bank. Administer large ... enhance, and expand customer relationships. Review and analyze large,..

Los Angeles office of a BCG Attorney Search Top Ranked Law Firm seeks transportation, admiralty, and maritime law associate attorney with 2 years of experience as an associate attorney, legal officer, ..

Trust Officer (Fiduciary Specialist) Market Service Team ... Perform fiduciary duties as an officer of the bank. Participate in ... probate or trust accounts in compliance with governing document, bank..

Senior Service Officer or Lead Service Officer (Commercial Real Estate Closer) Duties ... Closer) Duties for Lead Service Officer: The candidate will be responsible ... required by credit policy, including..

Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as the ... and maintenance of the new Compliance program..

12/29/2022 Supports the Compliance Officer in the execution of the ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies..

Assistant Vice President, Institutional Compliance Duties: Direct support of the ... the Vice President, Ethics and Compliance and Chief Compliance Officer in the development of the ... the development of..

VP of Legal and Compliance The candidate will serve as ... exposure to broker/dealer FINRA regulatory compliance. Draft and maintain template legal ... / client counsel as needed. Review and..

12/27/2022 Compliance Monitoring Officer (hybrid/remote) Conduct compliance monitoring and assessment activities to ... monitoring and assessment activities to review ongoing performance of processes and ... these and other activities for..

Lead Trust Officer (Lead Fiduciary Specialist) - Personal Trust Market Service Team The candidate will administer large and complex trust portfolio initiatives and deliverables within Fiduciary functional area and contribute to ..

Assistant Vice President, Institutional Compliance Responsibilities: Direct support of the ... the Vice President, Ethics and Compliance and Chief Compliance Officer in the development of the ... the development of..

Data Protection Officer The candidate will be responsible ... privacy policy, process, and standards. Review privacy terms for client and ... third party agreements. Align operational compliance. Implement procedures to..

Senior Trust Officer (Senior Fiduciary Specialist) Market Service Team The candidate will administer large and complex trust portfolio initiatives and deliverables within Fiduciary functional area and contribute to large scale planning. ..

Director of Compliance Responsibilities: Provide reasonable assurance to ... on existing and emerging regulatory compliance requirements across the organization. Developing ... the organization. Developing the annual compliance work plan that..

Senior Compliance Officer Duties: Support the development and ... implementation of the investment adviser compliance program, working closely with members ... closely with members of the Compliance Department globally to..