... strategy, case progress and procedural compliance management. Will also be responsible for ... responsible for providing legal and compliance support on IP protection systems ... IP protection systems and..

Legal Counsel The candidate should be a Hong Kong qualified lawyer to be responsible for providing advice and support on a wide range of legal and compliance issues including contractual agreements, ..

Senior Vice President - BCMA Compliance Product Sr Officer The candidate ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... subject matter expert on Citi’s Compliance..

Business Compliance Manager The candidate will be ... responsible for: Conduct regular operations risk management and compliance monitoring program on risky areas ... to the Business on operational risk management,..

Citi Global Wealth - Business Risk & Controls: Issue Management, MCA, and Reporting - Director ... provide strategic leadership driving identification, management, and oversight of issues. This ... and actionable..

... activities of the group’s Asset Management business and Brokerage business. Review ... units of brokerage and asset management. Assist in managing the implementation ... and obligations intended, and within..

APAC Head of Compliance Practices The candidate will be ... player on the subject of Compliance Practices. Leading the Regulatory Inquiry ... the Regulatory Inquiry and Exam Management program in..

... including intellectual property licenses, order management system and SaaS agreements, hardware ... and technology stakeholders on legal risk in connection with the development ... related to privacy, IP, third-party..

Asset Management Compliance Officer The candidate will provide ... general advisory pertaining to asset management (AM) business enquires, including cross-border ... distribution in APAC and ensure compliance with the relevant..

... to intellectual property licenses, order management system and SaaS agreements, hardware ... and technology stakeholders on legal risk in connection with the development ... related to privacy, IP, third-party..

Equities Compliance Officer - Vice President The ... candidate serves as an Equities compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... and design and..

Manager - Governance and Compliance The candidate will handle compliance and governance related matters. In ... matters. Responsible for handling legal, compliance and governance related assignments and ... and governance..

Senior Officer / Officer (investment Risk And Compliance) The candidate will perform duties ... in development and enhancement of risk and compliance framework, policies and procedures in ... policies and..

Senior Manager/ Manager (Investment Risk And Compliance) The candidate will be responsible ... for: Implement and enhancement of risk and compliance framework, policies and procedures in ... policies and procedures..

... from a legal perspective; advising management and other functional partners on ... other functional partners on legal, risk and regulatory issues generally; where ... provider relationships, co-coordinating with other..

Senior Business Compliance Manager ( Business Risk and Control – Contact Center) ... Responsibilities: To assist in conducting risk control checking, alert and report ... on regulatory irregularities and potential..

Compliance, Business Unit Compliance, VP, Hong Kong The candidate ... The candidate will cover Asset Management Alternatives in personnel and provide ... expectations. Develop, draft and maintain Compliance policies and..

... from a legal perspective. Advising management and other functional partners on ... other functional partners on legal, risk and regulatory issues generally. Where ... provider relationships, co-coordinating with other..

Senior Business Compliance Manager ( Business Risk and Control – Southeast Asia ... southeast Asia entities in conducting risk control checking, alerts and potential ... control checking, alerts and potential..

... transaction legal support and transaction management on debt capital markets transactions. ... APAC jurisdictions, working with the Compliance Department as appropriate. Communicating regularly ... Partner with business leaders and..

Consulting - Financial Services, Technology Risk - Senior Duties: Plan and execute the day-to-day activities of IT-related external and internal audits and attestation procedures for private and public companies. Evaluate the ..

Associate Director - Financial Crime Compliance - Deloitte Forensic The candidate ... making recommendations. Apply quality assurance, risk management, and confidentiality procedures in all ... systems, and mitigate several key..

Compliance Officer, Transaction Monitoring – Legal ... Transaction Monitoring – Legal & Compliance The candidate will conduct investigation ... exposure to anti-money laundering / compliance / banking regulatory bodies /..