Compliance Risk Officer Jobs in Hoboken

Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Business Ethics Compliance Officer The candidate will create awareness ... about the importance of BE compliance; work collaboratively with business unit ... each business unit to determine risk level, compliance..

Chief Compliance Officer The candidate administers a formal ... The candidate administers a formal compliance program, including updating procedures for ... including updating procedures for enterprise compliance strategy, structure and..

Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as and ... Annual Questionnaire, Annual CCO Report, Risk Exposure Report, NFA Monthly risk report, and SEC SBSD regulatory .....

Compliance Officer - Deposits The candidate will ... lines of business related to compliance. Perform oversight activities and assume ... firm and its affiliates to risk outside its desired risk..

Equities Compliance And Operational Risk Officer The candidate will act as ... candidate will act as a compliance subject-matter expert for the FX, ... advise complex business units regarding compliance,..

Compliance Risk Management Senior Officer, SVP The candidate serves as ... candidate serves as a senior officer for the enterprise-wide policy framework ... deliver a policy governance and risk management..

Compliance Risk Management Senior Officer II- Controls Duties: Provide strategic ... delivery and maintenance of best-in-class Compliance, programs, policies and practices for ... identification and assessment of key compliance risks...

Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide coverage ... Annual Questionnaire, Annual CCO Report, Risk Exposure Report and NFA Monthly ... Exposure Report and NFA Monthly risk..

Chief Compliance Officer - Capital Markets The candidate ... and refinement of a comprehensive compliance program. Work with Compliance teams globally and as well ... effort throughout the organization. Coordinate..

Vice President, AML Compliance Risk Management (ACRM) Officer – NAM Banking, Capital Markets ... Execute and implement firm-wide AML risk management policy and strategic processes. ... and strategic processes. Maintain..

Chief Compliance Officer The candidate will develop and ... classify, remediate and track enterprise risk. evaluate and counsel on change ... conduct. Maintain high-level oversight of compliance and risk management..

Corp Legal - Chief Compliance Officer RESPONSIBILITIES: Oversee and continue the ... and continue the development of compliance risk assessments, with an emphasis on ... the scope and rigor of..

Chief Compliance Officer The candidate will serve as ... will serve as the primary Compliance Team resource for BHS, the ... be responsible for the BHS Compliance control structure. Will..

Bank Trust Compliance Officer The candidate oversees the firm's ... The candidate oversees the firm's compliance function, as well as playing ... a principal role in enterprise risk management under..

Equities Compliance And Operational Risk Officer The candidate will act as ... candidate will act as a compliance subject-matter expert for the FX, ... advise complex business units regarding compliance,..

Corporate Compliance Officer Duties: Develop and implement the ... Develop and implement the organization’s Compliance Program including developing, implementing and ... risks, receiving, evaluating and investigating compliance-related complaints, concerns and..

Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..

Senior Compliance Officer - Regulatory The candidate will ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and strategic direction..

Compliance Officer HFS for Asset Management The ... and control to the business' compliance risk-taking and risk assessments; assisting in the administration, ... maintenance, and improvement of the compliance policies,..

Executive Privacy and Security Compliance Officer (Executive Network Compliance Officer Level II) 120000 Duties: With ... CCO, participate in coordinating HIPM risk analyses and security assessments for ... with the..

Fixed Income Compliance Officer The candidate will provide Compliance support for the Rates of Sales & Trading, fixed income components of Bank Resource Management, as well as related support functions. Communicate ..

Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..