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Compliance Associate Duties: Providing strategic support ... Providing strategic support to the Compliance Functions in the design, implementation ... implementation and maintenance of the Compliance programs and related policies &..
Description The Compliance Professional 2 ensures the successful ... units under CCM to ensure compliance. This role may also, when ... reporting and metrics for CCM Compliance Team related activities...
... registration team of Greenwich Advisor Compliance Services, an investment advisor compliance service provider, with the addition ... of a motivated and talented compliance analyst interested in working on .....
Description The CCM Compliance Professional 2 ensures compliance with governmental and contractual requirements. ... and contractual requirements. The CCM Compliance Professional 2 work assignments are ... of action. Responsibilities The..
When you join New York Life, you're joining a company that values development, career growth, collaboration, innovation, and diversity & inclusion. We want employees to feel proud about being part of ..
Job Overview: A law firm in Washington, DC, is seeking a Corporate Securities/Capital Markets Associate Attorney with 2-5 years of experience in corporate law. The ideal candidate will possess expertise in ..
Job ID 21000M3FAvailable Openings 1PURPOSE AND SCOPE: Performing general office duties incorporating a variety of basic and routine clerical and secretarial duties in a clinical environment. PRINCIPAL DUTIES AND RESPONSIBILITIES: Under ..
A law firm in Washington D.C. is seeking a Mid-level Mergers and Acquisitions Associate Attorney with 4-6 years of experience in M&A. The ideal candidate should be capable of handling significant ..
A law firm in Washington, DC is seeking a Mid-level Investment Management - Financial Institutions Associate Attorney. The candidate will have comparable law firm experience and/or experience working at the Securities ..
A law firm in Washington, D.C., is seeking a highly experienced Mid/Senior-level Securities Associate Attorney to join its Securities Team and Financial Institutions Team. The candidate will play a key role ..
Compliance Risk Director Grant Thornton is ... level. Description for Internal Candidates Compliance Risk Director Job Summary: Oversees ... in addressing consumer protection regulatory compliance matters, including compliance reviews, policy..
A law firm in Washington, DC is seeking a Securities and Capital Markets Associate Attorney with strong transactional skills and experience in public company equity and debt capital markets, M&A transactions, ..
Lead Counsel - SEC Filings/Public Disclosures The candidate will advise on public company matters, including SEC filings and other public disclosures, corporate governance, board and shareholder items, and securities law compliance ..
A law firm based in Washington D.C. is seeking a seasoned FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should possess a deep ..
Job Overview:A law firm in Washington, D.C., is seeking a qualified Government, Regulatory, and Internal Investigations Associate Attorney with 2-4 years of specialized experience in SEC investigations. The ideal candidate should ..
Washington, D.C. office of a BCG Attorney Search Top Ranked Law Firm seeks mid-level capital markets associate attorney with 3+ years of Securities and M&A experience. The candidate will perform the ..
Overview AARP is the nation's largest nonprofit, nonpartisan organization dedicated to empowering people 50 and older to choose how they live as they age. With a nationwide presence and nearly 38 ..
... public companies on securities law compliance, disclosure, and corporate governance. Superior ... demonstrated interest in public company compliance and corporate governance are essential.Duties:Collaborate ... counseling.Assist in SEC reporting and..
COMPLIANCE ANALYST III, Washington, DC ***THIS ... bureau's Office of the Assistant Secretary. ESSENTIAL DUTIES AND RESPONSIBILITIES Includes ... from DTCL to ensure appropriate compliance with registration requirements. Initiates inquiry..
Washington, D.C. office of a BCG Attorney Search Top Ranked Law Firm seeks mid-level capital markets lawyer with 2+ years of experience. The ideal candidate must have extensive capital markets experience, ..
... a Mid-to-Senior Associate-level Financial Services Compliance and Regulatory Associate Attorney. The ... 4 years of experience in compliance and regulatory matters, particularly in ... legal counsel on regulatory and..
Job Information Humana Compliance (UM) Coordinator 2 in Washington ... District Of Columbia Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..