Compliance Secretary Jobs in Dallas

Compliance & Legal Analyst Review of ... Fund and Adviser advertising for compliance with the Securities Act of ... the Code of Ethics. Monitor compliance by Adviser personnel with the..

Chief Compliance Officer/General Counsel Duties: Examine and ... and employee relations. Ensure legal compliance as pertains to SEC regulations. ... pertains to SEC regulations. Oversee compliance with corporate governance. Conducting..

Best Buy The Best Buy Human Resources Senior Coordinator provides proactive coordination and facilitation for multiple functions within their assigned Human Resources team. This role is focused on improving the efficiency ..

Senior Counsel - SEC Filings/Public Disclosures Duties: Provide guidance to management on legal and regulatory matters impacting business strategy and policy or claims against the Company. Proactively identify policy, legal, and ..

:text,ActualValueFromSolar:null},{QuestionName:Recruiter,AnswerValue:Arouba Siddiqui,VerityZone:recruiterid,QuestionType:Multi-Select,ActualValueFromSolar:null},{QuestionName:Opportunity Overview,AnswerValue:u003cp dir=ltr\u003eu003cbu003eIf you find yourself looking for a fulfilling careeru003c/bu003e, the Branch Office Administrator (BOA) role may be the right opportunity for you. BOAs team up with financial advisors ..

A law firm in Dallas, TX, is seeking a Mid-level Mergers and Acquisitions Associate Attorney with 4-6 years of M&A experience. The ideal candidate should be capable of handling significant individual ..

Job Overview: A law firm in Dallas, TX, is seeking a Mid-to-Senior-Level Capital Markets Associate Attorney with 4-6 years of experience. The ideal candidate will have U.S. capital markets experience representing ..

A law firm in Dallas is actively seeking a Mid-level Capital Markets Associate Attorney with a strong background and interest in representing public companies in public and private securities offerings (both ..

Senior Director, Compliance The candidate will lead the ... The candidate will lead the Compliance team which implements the firm ... team which implements the firm compliance programs, including Code..

Job ID 21000MVTAvailable Openings 1DescriptionFulfill the goals of our organization as well as the needs of our patients. Apply your skills to achieve results of a truly rewarding nature. Allow others ..

Aon is looking for a Compliance Specialist IWe currently have an ... an exciting opportunity for a Compliance Specialist supporting Aon Affinity with ... Dallas, TX.Your impact as a Compliance..

A law firm based in Dallas, TX, is seeking an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should possess a deep ..

Director, Compliance Consulting The candidate will lead the day-to-day support of the compliance programs for a variety of SEC-registered investment advisers. Provide technical expertise on complex regulatory issues, particularly those related ..

A law firm in Dallas is seeking a Mid-Level Fund Formation/Joint Venture Associate Attorney with 4-6 years of substantive experience. The ideal candidate will have a strong background in drafting and ..

... & Alliances Resell Contracts & Compliance Manager (Enabling Manager) in Dallas ... Dallas Texas Resell Contracts & Compliance Manager Are you a contracts ... Are you a contracts &..

Lead Counsel - SEC Filings/Public Disclosures The candidate will advise on public company matters, including SEC filings and other public disclosures, corporate governance, board and shareholder items, and securities law compliance ..

Job Overview: A law firm in Dallas, TX, is seeking a Corporate Securities/Capital Markets Associate Attorney with 2-5 years of experience in corporate law. The ideal candidate will have expertise in ..

Manager - Regulatory Compliance The candidate will advise clients ... candidate will advise clients on compliance with the Securities Act, Securities ... marketing and advertising materials for compliance with the..

Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine skillset with the ability to work with large-scaled operating partnership tax clients on matters that mean the ..

:text,ActualValueFromSolar:null},{QuestionName:Recruiter,AnswerValue:Lisa Lake,VerityZone:recruiterid,QuestionType:Multi-Select,ActualValueFromSolar:null},{QuestionName:Opportunity Overview,AnswerValue:u003cp dir=ltr\u003eu003cspan style=font-size:12px;\u003eu003cspan style=font-family:Arial,Helvetica,sans-serif;\u003eu003cbu003eIf you find yourself looking for a fulfilling careeru003c/bu003e, the Branch Office Administrator (BOA) role may be the right opportunity for you. BOAs team up with ..

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Tax Consultant II - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Assist clients with life events for partnerships (e.g. formations, mergers, initial public offerings), inside and outside basis ..

A law firm is seeking a Securities Litigation And Regulatory Associate Attorney for its office in Addison, TX. Here's a detailed job description:Job Overview:The Securities Litigation And Regulatory Associate Attorney will ..