Compliance Secretary Jobs in San Rafael, California | EmploymentCrossing.com


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174

Compliance Secretary Jobs in San Rafael





Job info
 
Company
**********
Location
San Francisco, CA
Posted Date
Aug 14, 2017
Info Source
Employer  - Full-Time  90  

Legal Secretary Responsibilities: Provides excellent customer service: Answer main phone lines and direct calls; greet clients and vendors. Ensures that mail is sent out of the office, i.e. regular mail, certified ..

 
Location
San Francisco, CA
Posted Date
Sep 22, 2020
Info Source
Employer  - Full-Time  90  

Corporate Counsel I (SEC / Governance) The candidate advises on general legal matters pertaining to the Company across all sites. Provides a variety of corporate governance and securities legal services to ..

 
Company
**********
Location
San Francisco, CA
Posted Date
Sep 10, 2020
Info Source
Employer  - Full-Time  90 

Legal Secretary Duties: Type enforcement and legal correspondence, memoranda, opinions, declarations and staff reports for Commission monthly meetings and enforcement matters; Assist with compilation of case numbers for a semi-annual report; ..

 
Company
**********
Location
San Francisco, CA
Posted Date
Sep 22, 2020
Info Source
Employer  - Full-Time  90  

Associate General Counsel – Competition Compliance The candidate will assist in ... and implementation of company-wide competition compliance programs and initiatives. Advise on ... Advise on legal and regulatory compliance..

 
Company
**********
Location
San Francisco, CA
Posted Date
Nov 05, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel - SEC Filings/Public Disclosures Duties: Provide guidance to management on legal and regulatory matters impacting business strategy and policy or claims against the Company. Proactively identify policy, legal, and ..

 
Location
San Francisco, CA
Posted Date
Apr 16, 2024
Info Source
Recruiter  -  

A law firm is seeking a Mid-level Privacy and Cybersecurity Associate Attorney for their San Francisco office. The attorney will play a significant role in the group, contributing to the growth ..

 
Company
**********
Location
San Francisco, CA
Posted Date
Sep 25, 2020
Info Source
Employer  - Full-Time  90  

Regulatory Compliance Senior Associate The candidate will ... candidate will join the firm's compliance team in the assessment, development, ... development, implementation, and testing of compliance programs for clients in..

 
Company
Location
San Francisco, CA
Posted Date
Dec 01, 2022
Info Source
Employer  - Full-Time  90  

Manager - Regulatory Compliance The candidate will advise clients ... candidate will advise clients on compliance with the Securities Act, Securities ... marketing and advertising materials for compliance with the..

 
Location
San Francisco, CA
Posted Date
Jan 24, 2024
Info Source
Recruiter  -  

A law firm seeks a qualified and experienced Corporate Securities/Capital Markets Associate Attorney. The ideal candidate should have 2-5 years of experience in corporate law, with a specific focus on securities ..

 
Company
Location
San Francisco, CA
Posted Date
Dec 10, 2022
Info Source
Employer  - Full-Time  90  

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

 
Company
**********
Location
San Francisco, CA
Posted Date
Nov 16, 2022
Info Source
Employer  - Full-Time  90  

Lead Counsel - SEC Filings/Public Disclosures The candidate will advise on public company matters, including SEC filings and other public disclosures, corporate governance, board and shareholder items, and securities law compliance ..

 
Location
San Francisco, CA
Posted Date
Mar 29, 2024
Info Source
Recruiter  -  

... public companies on securities law compliance, disclosure, and corporate governance. Superior ... demonstrated interest in public company compliance and corporate governance are essential.Duties:Collaborate ... counseling.Assist in SEC reporting and..

 
Location
San Francisco, CA
Posted Date
Mar 03, 2024
Info Source
Recruiter  -  

A law firm in San Francisco is currently seeking a Mid-level Life Science Corporate (Lifecycle) Associate Attorney with 2-4 years of experience in a broad range of corporate and transactional matters. ..

 
Location
San Francisco, CA
Posted Date
Mar 29, 2024
Info Source
Recruiter  -  

A law firm in San Francisco, CA, is seeking a Mid-level Mergers and Acquisitions Associate Attorney with 4-6 years of experience in M&A. The ideal candidate should be adept at handling ..

 
Company
Location
San Francisco, CA
Posted Date
Dec 10, 2022
Info Source
Employer  - Full-Time  90  

Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) The candidate will refine skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

 
Company
**********
Location
San Francisco, CA
Posted Date
Mar 13, 2022
Info Source
Employer  - Full-Time  90  

The Private Funds Unit (PFU) within the Division of Examinations is filling one Attorney-Adviser, SK-0905-14 position inone of the following locations: Atlanta, GA; Boston, MA; Chicago, IL; Denver, CO; Ft Worth, ..

 
Location
San Francisco, CA
Posted Date
Apr 15, 2024
Info Source
Recruiter  -  

... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with ... 4 years of experience in compliance and regulatory matters. The ideal ... broker-dealers, focusing on regulatory and..

 
Location
San Francisco, CA
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

A law firm situated in San Francisco, CA, is in search of an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The preferred candidate should ..

 
Company
**********
Location
San Francisco, CA
Posted Date
Sep 09, 2020
Info Source
Employer  - Full-Time  90  

Student Honors Legal Program, Spring 2021 The student will work in the Office of Compliance Inspections and Examinations. Will work with staff members on projects and assignments that cover a broad ..

 
Company
Location
San Francisco, CA
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Tax Consultant II - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Assist clients with life events for partnerships (e.g. formations, mergers, initial public offerings), inside and outside basis ..

 
Company
**********
Location
Mountain View, CA
Posted Date
Jun 01, 2023
Info Source
Employer  - Full-Time  90  

(Scheduling, Compliance, Administrative Support) Location:  21202 24th Avenue S. Des Moines, WA Schedule:  Monday - Friday from 6:00 AM - 2:30 PM Pay Rate:  $19.50 - $22.00 per hour Why You'll ..

 
Company
**********
Location
San Francisco, CA
Posted Date
Dec 01, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel - SEC Filings/Public Disclosures The candidate will advise on public company matters, including SEC filings and other public disclosures, corporate governance, board and shareholder items, and securities law compliance ..

 
Company
**********
Location
Pleasant Hill, CA
Posted Date
Oct 31, 2021
Info Source
Employer  - Full-Time  90  

Job ID 21000MLVAvailable Openings 1PURPOSE AND SCOPE: Performing general office duties incorporating a variety of basic and routine clerical and secretarial duties in a clinical environment. PRINCIPAL DUTIES AND RESPONSIBILITIES: Under ..

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