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Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..
... for a motivated and talented compliance officer who is familiar with ... appropriate experience at a regulatory agency, exchange or law firm. In ... back office functions. Responsibilities: The..
... are looking for a Program Compliance Director to provide staff training ... using OJT, in-service and outside agency resources. Assure supervised staff receive ... accountability. Monitor program and staff..
... for a motivated and talented compliance analyst who is familiar with ... appropriate experience at a regulatory agency, exchange or law firm. In ... experience in regulatory exam management,..
... for a motivated and talented compliance officer who is familiar with ... appropriate experience at a regulatory agency, exchange, or law firm. In ... and back-office functions. Responsibilities: The..
Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..
Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..
