Compliance Vice President Jobs in Newark

Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide ... needed). Serve as additional regulatory compliance contact for the CFTC and ... processes, reasonably designed to support compliance with..

Compliance Product Group Manager, SVP The ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... team or multiple teams of Compliance professionals. Responsible for hiring, compensation,..

VP Compliance Product Officer The candidate will ... delivery and maintenance of best-in-class Compliance, programs, policies and practices for ... approvals and interpretation of internal compliance policies. Assisting with regulatory..

... maintaining risk controls and ensuring compliance with all policies.PRIMARY RESPONSIBILITIES/ACCOUNTABILITIES OF ... scalable, extensible, maintainable and operable compliance program.Creating a global cybersecurity risk ... internal delivery teams and provide..

Research Compliance - Vice President The candidate will identify regulatory ... regulatory change. Develop and enhance Compliance policies and procedures and coordinate ... Assist in the preparation of Compliance reports..

Legal and Compliance - (BXPE) Private Equity - Assistant Vice President - Legal The candidate will be assisting with fund formation for global fundraising efforts. Will be interpreting and applying regulations ..

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Vice President, AML Compliance Risk Management (ACRM) Officer – ... and strategic processes. Maintain AML compliance program for the business including ... client and assets, by driving compliance with applicable..

Technology Compliance Vice President The candidate will be responsible ... the development of a targeted compliance framework addressing the laws, rules, ... closely with the Head of Compliance Technology and..

VP, Employee Relations and Compliance The candidate partners with the VP, Director of Human Resources, Chief Human Resources Officer, legal counsel, corporate security, risk management, audit division, and senior management on ..

Compliance, Financial Crime Compliance – Sanctions Group, Vice President The candidate will provide guidance ... guidance to business teams, divisional compliance, and other internal stakeholders globally ... products and services..

Associate Vice President for Research Compliance The candidate reporting to the ... candidate reporting to the Executive Vice President for Research and the Research ... primary function of the Associate..

... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary.  In ... assist the Capital Markets/Securities and Compliance groups.   Here you’ll get ... for debt and equity offerings..

CCOR Compliance Vice President - Acquisitions and Strategic Investments ... maintaining oversight of the firm’s compliance, conduct and operational risk management ... within Firm's Risk Management and Compliance Function. Managing..

Compliance, Swap Dealer Compliance, Vice President The candidate will assist in ... as an escalation point for non-compliance issues and assist with managing ... issues and assist with managing non-compliance..

CCOR - Compliance Risk Management Lead - Vice President The candidate will provide advice, ... Advise the business on integrating compliance requirements into line of business ... risk assessment, administer..

Compliance, Asset Management Compliance - Core Compliance, Vice President The candidate will deliver on ... forefront of ensuring the firm's compliance program is best in class, ... AMD. Oversee the..

Vice President, Compliance Duties: Ensure regulatory compliance with state and other government ... unit and Corporate are in compliance with state and federal program ... contract documentations, amendments, and various..

Corporate Vice President, Compliance Officer The candidate will assist ... developing, monitoring, and maintaining effective compliance policies and procedures in accordance ... Assess and test the Firm’s compliance with various..

Compliance, Asset Management Compliance, Vice President The candidate will cover AM ... expectations. Develop, draft and maintain compliance policies and procedures outlining firm ... best practices. Create and deliver compliance..

SVP Compliance Product Senior Officer 1 - ... serving as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... the firm program framework. Monitoring..

Associate Vice President for Research Compliance Duties: Reporting to the Executive ... Duties: Reporting to the Executive Vice President for Research and the SUNY ... primary function of the Associate..

CCOR Compliance Vice President - Acquisitions and Strategic Investments ... maintaining oversight of the firm’s compliance, conduct and operational risk management ... within Firm's Risk Management and Compliance Function. Managing..