Corporate Finance Securities Associate Jobs in Basking Ridge

Vice President, Corporate Counsel The Candidate will be responsible for managing the preparation and filing of fund registration statements on Forms N-1A, N-2, and N-14, as well as other federal securities ..

Attorney - Technology and Business Processing Services RESPONSIBILITIES: Advising and counseling management, utilizing outside counsel and SBC’s Law and Compliance Department attorneys and staff, on customer relationships and agreements to furnish ..

Swap Dealer Compliance Officer The candidate will manage swap dealer compliance program including assessing and updating policies and procedures, guiding training and education process and on-going regulatory interactions. Providing real time ..

VP, Corporate Counsel, Transactions The candidate will be working with investment professionals in connection with bankruptcy and restructuring matters. Providing advice on the structuring of distressed and new investments. Retaining, managing, ..

... liability management transactions; credit facilities; corporate guarantees; equity funding of employee ... benefit plans; derivatives transactions; asset-backed securities transactions; and aircraft and equipment ... necessary filings with the U.S...

Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide coverage as and when required of senior management meetings (for example; Swap Dealer Operating Committee, Swap Dealer Management Committee, Sec Corp ..

Associate Counsel The candidate will be working closely with all internal teams to include People Operations, Finance, Accounting, Marketing, Business Development, and International, Operations, Technology and Privacy & Information Security. Negotiating ..

Senior Manager, Corporate Governance Duties: Leading preparation and ... and filing of certain U.S. Securities and Exchange Commission (SEC) documents, ... to prepare annual and quarterly securities filings; Advising senior..

... key and/or a combination of corporate business functions that encompasses all ... the sub-parts of Legal and Corporate Affairs function providing legal advice ... as lead legal advisor for..

... prepare all public disclosure and securities filings, including, but not limited ... listing standards. Support the Assistant Corporate Secretary on corporate governance and Board matters, including ... of diligence...

VP, Corporate Counsel, PGIM Retail & Alternative Funds The candidate will be managing and/or supervising the preparation and filing of mutual fund registration statements on Forms N-1A, N-2 and N-14, as ..

Corporate Counsel (Investments) The candidate will ... taxable fixed income, and municipal securities. Work will include bankruptcies, out-of-court ... and purchases and sales of securities of distressed companies. Be part..

Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as and when required of senior management meetings (for example; Swap Dealer Operating Committee, Swap Dealer Management Committee, Sec Corp CEO ..

Associate General Counsel - Treasury Duties: ... receivables, through both public asset-backed securities transactions and private warehouse transactions; ... aircraft and equipment leasing transactions; corporate guarantees; equity funding of employee..

Midlevel Capital Markets Associate The candidate should have 3-7 ... years of work experience in corporate law, with experience in public ... with experience in public company securities offerings and..

Director, Technology & Cybersecurity Risk Operations Oversight The candidate develops and matures the Technology and Cybersecurity Risk Oversight program to support a team of risk professionals executing the program. Promotes an ..

VP, Corporate Counsel, Bankruptcy & Restructuring The candidate will be working with investment professionals in connection with bankruptcy and restructuring matters. Providing advice on the structuring of distressed and new investments. ..

VP, Corporate Counsel, Data & Privacy The candidate will be providing legal advice to ensure Prudential’s practices with regard to personal information of customers and employees comply with applicable domestic privacy ..

Associate General Counsel - Commercial Transactions - Banking and Capital Markets The candidate will be responsible for the commercial transactions of company's Banking and Capital Markets business unit. Will report to ..

Senior Principal Compliance Specialist, Fair Banking The candidate reviews new initiatives to identify and assess the fair banking risks and necessary controls to mitigate those risks. Advises and enhances risk assessment ..

Vice President, Corporate Counsel, Retail Advice And Solutions The candidate will be responsible for: Providing thought leadership and support as a key member of the distribution legal team. Address full range ..