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Deputy Chief compliance officer The candidate responsibilities include Assisting ... include Assisting Interactive Advisors Chief compliance officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews..
Director Federal compliance officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand capabilities and offerings Training internal stakeholders of government programs ..
Chief Compliance Officer - Legal Duties: Ensuring all ... of the organization are in compliance with applicable laws and regulations ... implementing, maintaining, and assessing the Compliance Program and associated..
Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..
Research Compliance Specialist / Assistant Facility Security ... Specialist / Assistant Facility Security Officer The candidate will assist in ... tracking of export and sanctions compliance training; maintain compliance records;..
... IX Coordinator and Clery Act Compliance Officer Duties: Serve as the primary ... authority for monitoring and coordinating compliance of the University with Title ... the University's progress related..
Director, Governance, Risk & Compliance The candidate will be responsible ... California Consumer Privacy Act, information governance, records management and other related ... matter expertise is requested. Ensures corporate clients..
Deputy Chief Compliance Officer The candidate responsibilities include : ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews,..
Compliance Officer, Title VII The candidate holds ... contact point for all university compliance activities, training, investigations, and reporting ... diversity programs. Serve as intake officer, manage resources, and lead/conduct..
Chief Compliance Officer- Office of Compliance The candidate will be serving ... the focal point for University-wide compliance and privacy and ethics activities. ... Code of Conduct and applicable compliance..
Senior Corporate Paralegal Responsibilities: Manage and coordinate ... Relations. Prepare, distribute and review director/officer questionnaires and board/committee evaluations. Assist ... Assist in developing and interpreting corporate governance policies and procedures,..
... reports for the Chief Legal Officer. Conduct research, investigate facts, and ... the business. Assist Chief Legal Officer and Corporate Counsel with various due diligence ... of stockholders. Develop..
Director, Federal Compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand, capabilities, and offerings. Training internal stakeholders of government programs, ..
Senior Counsel, Securities and Corporate Governance at Yext Washington, D.C. Yext ... be responsible for securities and corporate governance matters for an NYSE-listed public ... regulatory matters Provide support on..
... Cyber Security Internship 2022 - Corporate in Bethesda Maryland Description Humana ... We enable business while ensuring compliance, achieving high industry standards, and ... architecture, mitigates cyber risks, provides..
... report to the Chief Operating Officer and is a member of ... include, Employment law/affirmative action, Regulatory compliance, intellectual property, Pension/ERISA, Litigation management, ... Litigation management, Real property, Contracts,..
... Cyber Security Internship 2022 - Corporate in Washington District Of Columbia ... We enable business while ensuring compliance, achieving high industry standards, and ... architecture, mitigates cyber risks, provides..
... filings and other public disclosures, corporate governance, board and shareholder items, and ... shareholder items, and securities law compliance matters. Will review, provide comments, ... review, provide comments, and..
Chief Legal Officer and General Counsel Duties: Represent ... Duties: Represent as chief legal officer; Develop and lead corporate legal strategy consistent with mission ... including a variety of tax,..
Chief School Compliance Officer Duties: Ensures that all applicable ... and implements a formal school compliance program covering over 50 managed ... for school, operational and regulatory compliance functions. Other..
Deputy Chief Info Security Officer Location: Columbia, MD About Us ... a Deputy Chief Information Security Officer in the Information Security department. ... thread mitigation, as well as compliance of..
Director, Corporate Counsel The candidate will assists ... Legal Department in ensuring Company compliance with SEC and Nasdaq requirements, ... agreements. Oversees legal aspects of corporate transactions, which may include:..