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Capital Markets Associate The candidate should be a mid-level transactional associate to handle sophisticated capital markets transactions. Must have 3-5 years of securities experience, including drafting experience. A demonstrated interest in ..
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... and compliance oversight on all legal and related matters to the ... operations of a 5-6 person Legal Department. In a high growth, ... responsible for identifying and analyzing..
Senior Compliance Associate The candidate exists to help protect sales from risk by monitoring client-regulation and implementing a range of controls to ensure rules are being followed. The role includes: Establishing ..
Job OverviewA law firm seeks an attorney with ... public offerings, SEC reporting, and corporate governance.DutiesAdvise clients on public offerings.Advise ... and disclosure matters.Advise clients on corporate governance and stock..
